# REGENCY CAPITAL MANAGEMENT INC.

REGENCY CAPITAL MANAGEMENT INC. of HONOLULU, HI is an SEC-registered investment adviser.

## Registration

- CRD: 312435
- Type: SEC-registered investment adviser
- SEC file number: 801-120277
- Location: 1001 BISHOP STREET, SUITE 1090, HONOLULU, HI, 96813
- Phone: 808-451-3193
- Latest filing: 2026-03-04
- Regulatory AUM: $364.1M
- Discretionary AUM: $364.1M
- Clients: 5
- Accounts: 371

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Neil T Rose | CEO | — |
| Arthur Jacques Mallet | PRESIDENT, COO, CCO | — |
| ROSE NEIL T | CEO; CEO, CCO | — |
| MALLET ARTHUR JACQUES | PRESIDENT AND CHIEF OPERATING OFFICER; PRESIDENT, COO, CCO | — |
| Neil T. Rose | CEO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/312435/brochure
- Similar advisers: https://search.stillhousedata.com/firm/312435/similar
- Related entities: https://search.stillhousedata.com/firm/312435/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/312435

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.