# ANCORA RETIREMENT PLAN ADVISORS, LLC

ANCORA RETIREMENT PLAN ADVISORS, LLC of CLEVELAND, OH is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 31256
- Type: SEC-registered investment adviser
- SEC file number: 801-67475
- Location: 6060 PARKLAND, CLEVELAND, OH, 44124
- Phone: 216-593-5090
- Latest filing: 2026-03-31
- Regulatory AUM: $1.5B
- Non-discretionary AUM: $1.5B
- Clients: 41
- Accounts: 161

## Business model

- Compensation: % of AUM, Fixed, Other
- Clients served: High net worth, Other

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| Frederick David Disanto | CHAIRMAN & CHIEF EXECUTIVE OFFICER | — |
| John Pewters Micklitsch | CHIEF INVESTMENT OFFICER | — |
| Jason P Geers | COMPLIANCE OFFICER | — |
| Irene Renae Walters | CHIEF COMPLIANCE OFFICER | — |
| William Michael Koenig | DIRECTOR | — |
| SCACCO GUSTAVE JOSEPH | MUNICIPAL PRINCIPAL | — |
| BARONE RICHARD ANTHONY | CHAIRMAN | — |
| KUHR DAVID WILLIAM | CCO; CCO, MUNICIPAL PRINCIPAL; CHIEF COMPLIANCE OFFICER, FINOP, SROP/CROP | — |
| ZUCKER BRADLEY ALAN | CHIEF FINANCIAL OFFICER; FINOP | — |
| DISANTO FRED DAVID | CHAIRMAN & CHIEF EXECUTIVE OFFICER | — |
| MICKLITSCH JOHN PEWTERS | CHIEF INVESTMENT OFFICER | — |
| CONWAY KEVIN OWEN | PRESIDENT | — |
| MOONEY PETER LAWRENCE | PRESIDENT, PRINCIPAL; PRESIDENT, PRINCIPAL, CCO; PRINCIPAL (+1 more) | — |
| BARTELS JOHN GREGORY | DIRECTOR | — |
| WALTERS IRENE RENAE | CHIEF COMPLIANCE OFFICER; COMPLIANCE | — |
| VANBURIK ROBIN MARIE | PRINCIPAL & SECRETARY; SECRETARY | — |
| SPIDALIERI JOSEPH MICHAEL | CHIEF OPERATING OFFICER | — |
| ESSNER HOWARD SCOTT | GENERAL COUNSEL; PRESIDENT, GENERAL COUNSEL | — |
| GARRETT ELIZABETH JEAN | CHIEF FINANCIAL OFFICER | — |
| GEERS JASON P | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| KOENIG WILLIAM MICHAEL | DIRECTOR | — |
| VAILLANCOURT KEVIN PATRICK | DIRECTOR | — |
| Matthew Martin D'Anniballe | CHIEF FINANCIAL OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/31256/brochure
- Similar advisers: https://search.stillhousedata.com/firm/31256/similar
- Related entities: https://search.stillhousedata.com/firm/31256/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/31256

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.