# CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. of LOS ANGELES, CA is an SEC-registered investment adviser.

## Registration

- CRD: 312837
- Type: SEC-registered investment adviser
- SEC file number: 801-121267
- Location: 333 SOUTH HOPE STREET, LOS ANGELES, CA, 90071
- Phone: 213-486-9200
- Latest filing: 2026-05-29
- Regulatory AUM: $42.7B
- Discretionary AUM: $38.5B
- Non-discretionary AUM: $4.2B
- Clients: 189
- Accounts: 12,073

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| Matthew Philip O'Connor | DIRECTOR, CHAIRMAN | — |
| Naseem Zarifeh Sahar Nixon | CHIEF COMPLIANCE OFFICER | — |
| Keith Alan Piken | DIRECTOR | — |
| Susi Michele Silverman | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| Matthew Edwin Knihtila | CHIEF COMPLIANCE OFFICER | — |
| Kevin Michael Saks | DIRECTOR, PRESIDENT | — |
| Christopher Thomas Burt | DIRECTOR, SENIOR VICE PRESIDENT AND SECRETARY | — |
| SILVERMAN SUSI MICHELE | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| O'CONNOR MATTHEW PHILIP | DIRECTOR, CHAIRMAN; DIRECTOR, CHAIRMAN OF THE BOARD | — |
| ARMOUR JOHN STEPHEN | DIRECTOR; DIRECTOR, PRESIDENT | — |
| POON HERBERT YUNGTAI | CHIEF COMPLIANCE OFFICER | — |
| ZERGES JESSICA MORAN | CHIEF COMPLIANCE OFFICER | — |
| LUKIC JENNIFER MARGARET | DIRECTOR, SENIOR VICE PRESIDENT | — |
| SAKS KEVIN MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT; DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | — |
| BURT CHRISTOPHER THOMAS | DIRECTOR, SENIOR VICE PRESIDENT AND SECRETARY; DIRECTOR, SENIOR VICE PRESIDENT, SECRETARY AND SENIOR COUNSEL | — |
| Piken Keith Alan | DIRECTOR, PRESIDENT; PRESIDENT | — |
| NIXON NASEEM ZARIFEH SAHAR | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2026-04-08 | regulatory | THE SFSA FOUND THAT THE REGISTRANT'S ULTIMATE PARENT COMPANY, THE CAPITAL GROUP COMPANIES, INC. ("CGC"), DID NOT SUBMIT CERTAIN NOTIFICATIONS OF CHANGES IN MAJOR SHAREHOLDINGS FOR SHARES HELD IN A CANADIAN COMPANY, WHOSE COMMON SHARES ARE LISTED ON THE TORONTO STOCK EXCHANGE AND NASDAQ STOCKHOLM EXC… | Final | $325K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/312837/brochure
- Similar advisers: https://search.stillhousedata.com/firm/312837/similar
- Related entities: https://search.stillhousedata.com/firm/312837/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/312837

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.