# GALLIOTT CAPITAL ADVISORS, LLC

GALLIOTT CAPITAL ADVISORS, LLC of BEVERLY HILLS, CA is an SEC-registered investment adviser.

## Registration

- CRD: 313094
- Type: SEC-registered investment adviser
- SEC file number: 801-120725
- Location: 9401 WILSHIRE BLVD., STE 705, BEVERLY HILLS, CA, 90212
- Phone: 310-362-3320
- Latest filing: 2026-03-31
- Regulatory AUM: $249.0M
- Discretionary AUM: $197.9M
- Non-discretionary AUM: $51.1M
- Clients: 6
- Accounts: 113

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos, Other

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| Antoine Nabih Souma | MANAGING PARTNER; OWNER | — |
| Robert Mourad | CIO | — |
| Zenia Lisette Delgado | COO/ CCO | — |
| Ahsoo Ahn | CAO | — |
| RIERA JUAN CARLOS | CHIEF COMPLIANCE OFFICER | — |
| DELGADO ZENIA LISETTE | CHIEF COMPLIANCE OFFICER; COO; COO/ CCO | — |
| SOUMA ANTOINE NABIH | MANAGING MEMBER; MEMBER; OWNER | — |
| MOURAD ROBERT | CIO | — |
| AHN AHSOO | CAO | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-02-21 | regulatory | ON DECEMBER 2, 2022, FINRA SENT A REQUEST TO SOUMA PURSUANT TO FINRA RULE 8210 SEEKING INFORMATION AND DOCUMENTS IN CONNECTION WITH AN INVESTIGATION INTO SOUMA'S COMPLIANCE WITH FINRA RULE 3280 CONCERNING PARTICIPATION IN PRIVATE SECURITIES TRANSACTIONS. ON DECEMBER 12, 2022, FINRA SENT AN ADDITIONA… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/313094/brochure
- Similar advisers: https://search.stillhousedata.com/firm/313094/similar
- Related entities: https://search.stillhousedata.com/firm/313094/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/313094

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.