# DIVERSIFIED RESOURCES, LLC

DIVERSIFIED RESOURCES, LLC of WARWICK, RI is an SEC-registered investment adviser.

## Registration

- CRD: 31346
- Type: SEC-registered investment adviser
- SEC file number: 801-108432
- Location: 70 JEFFERSON BLVD, 4TH FLOOR, WARWICK, RI, 02888
- Phone: (401) 941-1500
- Latest filing: 2026-03-25
- Regulatory AUM: $268.8M
- Discretionary AUM: $268.8M
- Clients: 6
- Accounts: 1,240

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Karen Josephine Bacon | MANAGING MEMBER ,PRINCIPAL AND CCO | — |
| BACON KAREN JOSEPHINE | MANAGING MEMBER ,PRINCIPAL AND CCO; PRINCIPAL AND CCO | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2017-03-10 | regulatory | IN ITS CAPACITY AS A BROKER DEALER (BD), TRANSACTIONS FOR A ME CLIENT EXCEEDED THE DE MINIMIS AND THEREFORE THE BROKER DEALER EFFECTED TRANSACTIONS WHILE UNLICENSED IN THE STATE. | Final | $5K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/31346/brochure
- Similar advisers: https://search.stillhousedata.com/firm/31346/similar
- Related entities: https://search.stillhousedata.com/firm/31346/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/31346

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.