# UBS TRUST COMPANY OF PUERTO RICO

UBS TRUST COMPANY OF PUERTO RICO of SAN JUAN, PR is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 313696
- Type: SEC-registered investment adviser
- SEC file number: 801-120846
- Location: 250 MUNOZ RIVERA AVE., 10TH FL, SAN JUAN, PR, 00918
- Phone: 787-773-3888
- Latest filing: 2026-03-30
- Regulatory AUM: $1.4B
- Discretionary AUM: $1.4B
- Clients: 6
- Accounts: 19

## Business model

- Compensation: % of AUM

## Officers, owners & control persons (36)

_Showing 25 of 36 people._

| Name | Role | Location |
| --- | --- | --- |
| JAVIER GONZALEZ | MEMBER OF THE BOARD OF DIRECTORS | MIAMI, FL |
| William Rivera | PORTFOLIO MANAGER, EXECUTIVE DIRECTOR | Warwick, RI |
| Carlos Verner Ubinas Taylor | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD | — |
| Luz Nereida Colon | CHIEF COMPLIANCE OFFICER, EXECUTIVE DIRECTOR | — |
| Michelle Maria Casellas | MEMBER OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTOR | — |
| Jose Humberto Grau Brull | MEMBER OF THE BOARD OF DIRECTOR, CHIEF FINANCIAL OFFICER, EXECUTIVE DIRECTOR | — |
| Claudio Domingo Ballester | MEMBER OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTOR | — |
| Heydi Yacieli Cuadrado | ASSOCIATE PORTFOLIO MANAGER, DIRECTOR; PORTFOLIO MANAGER, DIRECTOR | — |
| Edward Ramos Perez | FUND MANAGEMENT OPERATIONS, ASSOCIATE DIRECTOR | — |
| Maria Luisa Vilaro | FUND MANAGEMENT OPERATIONS, ASSOCIATE DIRECTOR | — |
| Alexandre Cyril Manz | PRESIDENT OF UBS TRUST COMPANY OF PUERTO RICO | — |
| GONZALEZ STAWINSKI CARLOS JAVIER | MEMBER OF THE BOARD OF DIRECTORS | — |
| UBINAS TAYLOR CARLOS VERNER | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD; PRESIDENT, MANAGING DIRECTOR; PRESIDENT, MANAGING DIRECTOR, CHAIRMAN OF THE BOARD | — |
| COLON LUZ NEREIDA | CHIEF COMPLIANCE OFFICER, EXECUTIVE DIRECTOR | — |
| HIGHLEY LESLIE CHARLES | MANAGING DIRECTOR UBS ASSET MANAGERS OF PR, MEMBER OF THE BOARD; MANAGING DIRECTOR UBS ASSET MANAGERS OF PUERTO RICO | — |
| SUEIRO HECTOR RAFAEL | CHIEF ADMINISTRATIVE OFFICER, MANAGING DIRECTOR | — |
| RIVERA WILLIAM | PORTFOLIO MANAGER, EXECUTIVE DIRECTOR | — |
| RODRIGUEZ JAVIER ANIBAL | PORTFOLIO MANAGER, DIRECTOR | — |
| ROMANACH GUSTAVO A | ASSOCIATE PORTFOLIO MANAGER, DIRECTOR | — |
| ALSINA VIERA CARY | ANALYST, AUTHORIZED OFFICER | — |
| ARIAS RODRIGUEZ JOSE GUILLERMO | MANAGING DIRECTOR UBS ASSET MANAGERS OF PUERTO RICO | — |
| CASELLAS MICHELLE M | MEMBER OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTOR | — |
| GRAU BRULL JOSE H | MEMBER OF THE BOARD OF DIRECTOR, CHIEF FINANCIAL OFFICER, EXECUTIVE DIRECTOR | — |
| BALLESTER CLAUDIO | MEMBER OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTOR | — |
| Cuadrado Heydi | ASSOCIATE PORTFOLIO MANAGER, DIRECTOR | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2017-11-17 | civil | PLAINTIFFS HAD ALLEGED THAT DEFENDANTS CONSPIRED TO BLOCK THE EVOLUTION OF THE STOCKLENDING MARKET FROM AN OVER-THE-COUNTER ENVIRONMENT, IN WHICH STOCK LOANS AREINTERMEDIATED BY PRIME BROKERS, TO A MORE EXCHANGE-LIKE ENVIRONMENT. | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/313696/brochure
- Similar advisers: https://search.stillhousedata.com/firm/313696/similar
- Related entities: https://search.stillhousedata.com/firm/313696/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/313696

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.