# PROSPECT FINANCIAL SERVICES LLC

PROSPECT FINANCIAL SERVICES LLC of MELVILLE, NY is an SEC-registered investment adviser.

## Registration

- CRD: 314154
- Type: SEC-registered investment adviser
- SEC file number: 801-122193
- Location: 445 BROAD HOLLOW ROAD, SUITE CL-43, MELVILLE, NY, 11747
- Phone: 631-424-5218
- Latest filing: 2026-03-09
- Regulatory AUM: $431.0M
- Discretionary AUM: $431.0M
- Clients: 12
- Accounts: 1,156

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Sean Peter Rooney | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | — |
| Jay L Nathan | PARTNER | — |
| Anthony Carmine Sgueglia | OWNER | — |
| Michael Frances Fairbrother | OWNER | — |
| ROONEY SEAN PETER | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | — |
| NATHAN JAY L | PARTNER | — |
| SGUEGLIA ANTHONY CARMINE | OWNER | — |
| FAIRBROTHER MICHAEL FRANCES | OWNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/314154/brochure
- Similar advisers: https://search.stillhousedata.com/firm/314154/similar
- Related entities: https://search.stillhousedata.com/firm/314154/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/314154

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.