# HERRING RIA SUB, LLC

HERRING RIA SUB, LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 314783
- Type: SEC-registered investment adviser
- SEC file number: 801-122949
- Location: ONE LETTERMAN DRIVE, BUILDING C, SUITE 3500, SAN FRANCISCO, CA, 94129
- Phone: 415-805-2040
- Latest filing: 2024-09-06
- Regulatory AUM: $2.2M
- Discretionary AUM: $2.2M
- Clients: 11
- Accounts: 3,053

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| [ABRAHAM JACK PHILLIP](https://search.stillhousedata.com/person/868457) | MEMBER | — |
| [Katsoulis Theodore Nicholas](https://search.stillhousedata.com/person/869358) | CHIEF COMPLIANCE OFFICER | — |
| [Hegarty David John](https://search.stillhousedata.com/person/869359) | CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| [Hegarty Sandhya Chib](https://search.stillhousedata.com/person/869360) | TRUSTEE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/314783/brochure
- Similar advisers: https://search.stillhousedata.com/firm/314783/similar
- Related entities: https://search.stillhousedata.com/firm/314783/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/314783

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.