# STONEGATE INVESTMENT GROUP, LLC

STONEGATE INVESTMENT GROUP, LLC of BIRMINGHAM, AL is an SEC-registered investment adviser.

## Registration

- CRD: 314889
- Type: SEC-registered investment adviser
- SEC file number: 801-121509
- Location: 2005 STONEGATE TRAIL, SUITE # 101, BIRMINGHAM, AL, 35242
- Phone: (205) 963-0840
- Latest filing: 2025-05-28
- Regulatory AUM: $5.7B
- Discretionary AUM: $4.9B
- Non-discretionary AUM: $736.6M
- Clients: 14
- Accounts: 2,768

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities, Investment cos

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| Allen Ray Walter | CHIEF WEALTH STRATEGIST, PARTNER; MANAGING MEMBER; PARTNER, CHIEF WEALTH STRATEGIST | Hartford, CT |
| Tony Randall Smith | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER; MANAGING MEMBER | — |
| Kimberly P Harless | CHIEF OPERATING OFFICER | — |
| Christopher J Compton | MANAGING DIRECTOR, PARTNER; MANAGING MEMBER | — |
| Matthew Crisman Brown | MANAGING DIRECTOR, PARTNER; MANAGING MEMBER | — |
| James Walter Allen | CHIEF WEALTH STRATEGIST, PARTNER; MANAGING MEMBER | — |
| Harry Lawrence Cowley | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |
| SMITH F RANDALL | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER; MANAGING MEMBER; MANAGING PARTNER, CHIEF INVESTMENT OFFICER | — |
| SHUCKEROW MICHAEL JOSEPH | CHIEF COMPLIANCE OFFICER; SOLE MEMBER | — |
| DUNCAN JERRY GALE | MEMBER / PARTNER; PARTNER | — |
| HARLESS KIMBERLY P | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | — |
| SOMMER MARK FRANCIS | MANAGING DIRECTOR, PARTNER; MANAGING MEMBER; PARTNER | — |
| COMPTON CHRISTOPHER J | MANAGING DIRECTOR, PARTNER; MANAGING MEMBER; PARTNER | — |
| BROWN MATTHEW CRISMAN | MANAGING DIRECTOR, PARTNER; MANAGING MEMBER; PARTNER | — |
| RICHARDSON WILLIAM EVERETTE | MEMBER / PARTNER; PARTNER | — |
| COWLEY HARRY LAWRENCE | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |


## Private funds (3)

Mix: Venture Capital Fund 2 · Hedge Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| STONEGATE CYBER II, LLC | Venture Capital Fund | Delaware | 36 | $3.7M | — |
| STONEGATE CYBER I, LLC | Venture Capital Fund | Delaware | 0 | — | — |
| STONEGATE OPPORTUNITY FUND II, LLC | Hedge Fund | Delaware | 0 | — | $50K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | (205) 963-0840 |
| — | — | 1 | (205) 963-0840 |


## Fund service providers (2)

- administrator: CARTA FUND SERVICES LLC — 2 funds
- administrator: TRIDENT FUND SERVICES, INC.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/314889/brochure
- Similar advisers: https://search.stillhousedata.com/firm/314889/similar
- Related entities: https://search.stillhousedata.com/firm/314889/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/314889

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.