# SMART WEALTH, LLC

SMART WEALTH, LLC of OMAHA, NE is an SEC-registered investment adviser.

## Registration

- CRD: 315496
- Type: SEC-registered investment adviser
- SEC file number: 801-122372
- Location: 13815 FNB PARKWAY, SUITE 400, OMAHA, NE, 68154
- Phone: 402-369-7777
- Latest filing: 2026-07-23
- Regulatory AUM: $686.4M
- Discretionary AUM: $668.3M
- Non-discretionary AUM: $18.2M
- Clients: 41
- Accounts: 3,660

## Business model

- Compensation: % of AUM, Fixed, Other
- Clients served: Individuals, High net worth, Charities, Corporations, Other

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| David Andrew Brooks | CHIEF EXECUTIVE OFFICER | — |
| Louis Rutherford Brooks | CHIEF COMPLIANCE OFFICER | — |
| HIGGINS ROSEANN | CHIEF COMPLIANCE OFFICER | — |
| BROOKS DAVID ANDREW | CHIEF EXECUTIVE OFFICER | — |
| Brooks Louis Rutherford | CHIEF COMPLIANCE OFFICER | — |
| Lecia Mizener Nicole | CHIEF OPERATIONS OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/315496/brochure
- Similar advisers: https://search.stillhousedata.com/firm/315496/similar
- Related entities: https://search.stillhousedata.com/firm/315496/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/315496

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.