# CAPITAL FOUR US INC.

CAPITAL FOUR US INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 315650
- Type: SEC-registered investment adviser
- SEC file number: 801-122112
- Location: 280 PARK AVENUE, 43RD FLOOR, NEW YORK, NY, 10017
- Phone: 212-461-3730
- Latest filing: 2026-03-30
- Regulatory AUM: $2.6B
- Discretionary AUM: $2.6B
- Clients: 8
- Accounts: 9

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [Ernesto Silvio Maurizio Bertarelli](https://search.stillhousedata.com/person/675571) | LIMITED PARTNER; OWNER | — |
| [Donata Guichard-Bertarelli](https://search.stillhousedata.com/person/675572) | LIMITED PARTNER | — |
| [Robert Max Lasner](https://search.stillhousedata.com/person/712078) | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | — |
| [Ami Bhupendra Dogra](https://search.stillhousedata.com/person/712079) | SENIOR PARTNER & PORTFOLIO MANAGER | — |
| [BERTARELLI ERNESTO SILVIO MAURIZIO](https://search.stillhousedata.com/person/815931) | LIMITED PARTNER; OWNER | — |
| [GUICHARD-BERTARELLI DONATA](https://search.stillhousedata.com/person/844390) | LIMITED PARTNER | — |
| [SORENSEN JOSEPH GEORGE](https://search.stillhousedata.com/person/866749) | CCO / HEAD OF US FINANCE & OPERATIONS | — |
| [WIANT JAMES MICHAEL](https://search.stillhousedata.com/person/866750) | CEO | — |
| [LASNER ROBERT MAX](https://search.stillhousedata.com/person/880769) | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | — |
| [DOGRA AMI BHUPENDRA](https://search.stillhousedata.com/person/884220) | PORTFOLIO MANAGER, SENIOR PARTNER | — |


## Private funds (5)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| CAPITAL FOUR US CLO IV LTD. | Securitized Asset Fund | Cayman Islands | 0 | $547.3M | — |
| CAPITAL FOUR US CLO III LTD. | Securitized Asset Fund | Cayman Islands | 0 | $399.7M | — |
| CAPITAL FOUR US CLO I LTD. | Securitized Asset Fund | Cayman Islands | 0 | $391.4M | — |
| CAPITAL FOUR US CLO II LTD. | Securitized Asset Fund | Jersey | 0 | $389.1M | — |
| CAPITAL FOUR US CLO V LTD. | Securitized Asset Fund | Cayman Islands | 0 | $74.6M | — |


## Fund service providers (2)

- administrator: U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION — 3 funds
- administrator: THE BANK OF NEW YORK TRUST COMPANY — 2 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/315650/brochure
- Similar advisers: https://search.stillhousedata.com/firm/315650/similar
- Related entities: https://search.stillhousedata.com/firm/315650/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/315650

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.