# COWEN PRIME ADVISORS LLC

COWEN PRIME ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 315686
- Type: SEC-registered investment adviser
- SEC file number: 801-72184
- Location: 599 LEXINGTON AVE, 27TH FLOOR, NEW YORK, NY, 10022
- Phone: 646-562-1010
- Latest filing: 2023-03-27
- Regulatory AUM: $345.4M
- Discretionary AUM: $345.4M
- Clients: 4
- Accounts: 75

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| POPPELL RALPH EDWARD | CHIEF COMPLIANCE OFFICER | — |
| HOLMES DOUGLAS JOHN | CHIEF OPERATINGOFFICER AND PRINCIPALOPERATIONS OFFICER | — |
| CHARNEY DANIEL S | CEO | — |
| JORDAN FRANCIS | PRINCIPAL FINANCIALOFFICER | — |
| Potenciano Joel Kasunuran | PRINCIPAL FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/315686/brochure
- Similar advisers: https://search.stillhousedata.com/firm/315686/similar
- Related entities: https://search.stillhousedata.com/firm/315686/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/315686

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.