# PRIVATE WEALTH ASSET MANAGEMENT, LLC

PRIVATE WEALTH ASSET MANAGEMENT, LLC of OMAHA, NE is an SEC-registered investment adviser.

## Registration

- CRD: 315819
- Type: SEC-registered investment adviser
- SEC file number: 801-122065
- Location: 1100 CAPITOL AVENUE, SUITE 200, OMAHA, NE, 68102
- Phone: 402-227-4208
- Latest filing: 2026-04-13
- Regulatory AUM: $2.5B
- Discretionary AUM: $2.5B
- Clients: 32
- Accounts: 2,268

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Charities, Investment cos, Other

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| Thomas D Klauer | MANAGING MEMBER | Walnut Creek, CA |
| Johnson Lee | CHIEF ADMINISTRATIVE OFFICER; CHIEF EXECUTIVE OFFICER | Taipei City 100, F5 |
| Matthew Paul Murray | CHIEF COMPLIANCE OFFICER | — |
| Melissa Jo Clines | CHIEF OPERATIONS OFFICER | — |
| Bryan Lee Johnson | CHIEF ADMINISTRATIVE OFFICER | — |
| Kimberly Lynn Cappellano | CHIEF EXECUTIVE OFFICER | — |
| Brett Warren Halley | CHIEF INVESTMENT OFFICER | — |
| Robert Andrew Foster | MANAGING MEMBER | — |
| Wendy Marie Brekken | PRESIDENT | — |
| WAGNER TERESA ANN | CHIEF COMPLIANCE OFFICER | — |
| FOSTER IAN ANDREW | MANAGING MEMBER | — |
| KNEEN TIMOTHY BARNARD | OWNER AND CHIEF COMPLIANCE OFFICER | — |
| SMITH PETER TYLER | CHIEF OPERATIONS OFFICER; DIRECT OWNER | — |
| CLINES MELISSA JO | CHIEF OPERATION OFFICER; CHIEF OPERATIONS OFFICER | — |
| ROTHCHILD MATTHEW DAVID | CHIEF COMPLIANCE OFFICER | — |
| Klauer Thomas D | INDIRECT, NON-CONTROLLING OWNER; MANAGING MEMBER | — |
| SHIPLEY JEFFREY HOWARD | OWNER | — |
| CAPPELLANO KIMBERLY LYNN | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | — |
| HALLEY BRETT WARREN | CHIEF INVESTMENT OFFICER | — |
| Brekken WENDY MARIE | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/315819/brochure
- Similar advisers: https://search.stillhousedata.com/firm/315819/similar
- Related entities: https://search.stillhousedata.com/firm/315819/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/315819

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.