# B. RILEY WEALTH PRIVATE SHARES, LLC

B. RILEY WEALTH PRIVATE SHARES, LLC of MEMPHIS, TN is an SEC-registered investment adviser.

## Registration

- CRD: 315851
- Type: SEC-registered investment adviser
- SEC file number: 801-122228
- Location: 40 S. MAIN ST., SUITE 1600, MEMPHIS, TN, 38103
- Phone: 901-251-1330
- Latest filing: 2026-03-31
- Regulatory AUM: $47.6M
- Discretionary AUM: $47.6M
- Clients: 8
- Accounts: 8

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| Michael Markunas | GENERAL COUNSEL | New York, NY |
| Michael Anthony Mullen | MANAGING MEMBER | New York, NY |
| Philip Richard Zanone | MANAGING MEMBER | — |
| Daniel Ortega | CHIEF COMPLIANCE OFFICER | Memphis, TN |
| Charles Peter Hastings | MANAGING MEMBER | — |
| Marcus Anthony Arneaud | CHIEF COMPLIANCE OFFICER | — |
| ZANONE PHILIP RICHARD | MANAGING MEMBER | — |
| WORMAN GLENN CHARLES | CHIEF FINANCIAL OFFICER | — |
| CHAFFEE HAROLD GERARD | CHIEF COMPLIANCE OFFICER | — |
| CHAFFEE HAROLD G | CHIEF COMPLIANCE OFFICER | — |
| KOWALCZYK THOMAS DAVID | MANAGING MEMBER | — |
| ARNEAUD MARCUS ANTHONY | CHIEF COMPLIANCE OFFICER | — |
| MARKUNAS MICHAEL | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | — |
| MULLEN MICHAEL ANTHONY | CO-CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER; MANAGING MEMBER | — |
| HASTINGS CHARLES PETER | CO-CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER; MANAGING MEMBER | — |
| MULLEN MICHAEL | CO-CHIEF EXECUTIVE OFFICER | — |
| Chaffee Harold | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/315851/brochure
- Similar advisers: https://search.stillhousedata.com/firm/315851/similar
- Related entities: https://search.stillhousedata.com/firm/315851/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/315851

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.