# THE PHOENIX FUND ADVISOR LLC

THE PHOENIX FUND ADVISOR LLC of GUAYNABO, PR is an SEC-registered investment adviser.

## Registration

- CRD: 316384
- Type: SEC-registered investment adviser
- SEC file number: 801-128408
- Location: VILLA CAPARRA, 243 PR STATE ROAD NO. 2, GUAYNABO, PR, 00969
- Phone: 787-510-6600
- Latest filing: 2025-10-13
- Regulatory AUM: $596.4M
- Discretionary AUM: $596.4M
- Clients: 15
- Accounts: 2

## Business model

- Compensation: Performance
- Clients served: Investment cos

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| [Edgar J Rivera](https://search.stillhousedata.com/person/201301) | GENERAL COUNSEL | guaynabo, PR |
| [Luis Antonio Jimenez](https://search.stillhousedata.com/person/679631) | CHIEF COMPLIANCE OFFICER | — |
| [Francisco Jose Rivera Fernandez](https://search.stillhousedata.com/person/679632) | CHAIRMAN & CHIEF EXECUTIVE OFFICER; MEMBER | — |
| [Carlos Andres Vina-Toro](https://search.stillhousedata.com/person/697560) | FINANCIAL DIRECTOR | — |
| [RIVERA RON J](https://search.stillhousedata.com/person/730101) | CHIEF OPERATING OFFICER & GENERAL COUNSEL; GENERAL COUNSEL | — |
| [RIVERA FRANCISCO JOSE](https://search.stillhousedata.com/person/791200) | CHAIRMAN & CHIEF EXECUTIVE OFFICER; MEMBER | — |
| [JIMENEZ LUIS ANTONIO](https://search.stillhousedata.com/person/869519) | CHIEF COMPLIANCE OFFICER | — |
| [Vina-Toro Carlos Andres](https://search.stillhousedata.com/person/879551) | FINANCIAL & ADMINISTRATIVE DIRECTOR | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/316384/brochure
- Similar advisers: https://search.stillhousedata.com/firm/316384/similar
- Related entities: https://search.stillhousedata.com/firm/316384/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/316384

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.