# BROOKWOOD INVESTMENT GROUP LLC

BROOKWOOD INVESTMENT GROUP LLC of PHOENIX, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 316544
- Type: SEC-registered investment adviser
- SEC file number: 801-122508
- Location: 3930 E. RAY ROAD, SUITE 155, PHOENIX, AZ, 85044
- Phone: 4803514740
- Latest filing: 2026-03-31
- Regulatory AUM: $1.3B
- Discretionary AUM: $1.2B
- Non-discretionary AUM: $17.4M
- Clients: 24
- Accounts: 7,129

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Robert William Raimondo | CHIEF DEVELOPMENT OFFICER; CHIEF EXECUTIVE OFFICER; MEMBER | — |
| Kimberley Ann Raimondo | CHIEF COMPLIANCE OFFICER; MEMBER | — |
| Raimondo Kimberley Ann | CHIEF COMPLIANCE OFFICER | — |
| RAIMONDO ROBERT WILLIAM | CHIEF EXECUTIVE OFFICER | — |


## Branch offices (10)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| BEVERLY HILLS | CA | 1 | 310-299-7547 |
| NEWPORT BEACH | CA | 1 | 949-662-2894 |
| WARICK | RI | 1 | 401-921-1733 |
| TEMPE | AZ | 1 | (480) 517-0988 |
| WESTMINSTER | CO | 1 | 7205882000 |
| BEVERLY HILLS | CA | 1 | 310-299-7547 |
| NEWPORT BEACH | CA | 1 | 949-662-2894 |
| WARICK | RI | 1 | 401-921-1733 |
| TEMPE | AZ | 1 | (480) 517-0988 |
| WESTMINSTER | CO | 1 | 7205882000 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/316544/brochure
- Similar advisers: https://search.stillhousedata.com/firm/316544/similar
- Related entities: https://search.stillhousedata.com/firm/316544/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/316544

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.