# ASTEROZOA MANAGEMENT LLC

ASTEROZOA MANAGEMENT LLC of PHOENIX, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 316870
- Type: SEC-registered investment adviser
- SEC file number: 801-122731
- Location: 2325 E CAMELBACK RD, STE 443, PHOENIX, AZ, 85016
- Phone: 858-692-8461
- Latest filing: 2026-07-08
- Regulatory AUM: $103.9M
- Discretionary AUM: $103.9M
- Clients: 4
- Accounts: 3

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Investment cos, Other

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| John Kaites | MEMBER | Lake Forest, CA |
| Joseph Louis Hegener | MANAGING MEMBER, CHIEF INVESTMENT OFFICER | — |
| Kevin Guochen Yin | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| Paul Joseph Hegener | CHIEF RISK OFFICER; TRUSTEE | — |
| Wendy Kaye Smith | TRUSTEE | — |
| Julia Altuzarra | VICE PRESIDENT, INVESTOR RELATIONS & ACCOUNT MANAGEMENT | — |
| Robert Edgar Smith | TRUSTEE | — |
| Juliana Hegener | TRUSTEE | — |
| HEGENER PAUL JOSEPH | CHIEF RISK OFFICER; TRUSTEE | — |
| Hegener Joseph Louis | MANAGING MEMBER; MANAGING MEMBER, CHIEF INVESTMENT OFFICER | — |
| Kasting Jonathan G | CHIEF COMPLIANCE OFFICER | — |
| YIN KEVIN | CHIEF COMPLIANCE OFFICER | — |
| YIN KEVIN Guochen | VICE PRESIDENT; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| Altuzarra Julia | VICE PRESIDENT, INVESTOR RELATIONS & ACCOUNT MANAGEMENT | — |
| Kaites John | MEMBER | — |
| Smith Robert Edgar | TRUSTEE | — |
| Smith Wendy Kaye | TRUSTEE | — |
| Hegener Juliana | TRUSTEE | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/316870/brochure
- Similar advisers: https://search.stillhousedata.com/firm/316870/similar
- Related entities: https://search.stillhousedata.com/firm/316870/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/316870

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.