# MAXWELL WEALTH STRATEGIES INC.

MAXWELL WEALTH STRATEGIES INC. of PLEASANTON, CA is an SEC-registered investment adviser.

## Registration

- CRD: 317081
- Type: SEC-registered investment adviser
- SEC file number: 801-122641
- Location: 7041 KOLL CENTER PARKWAY, SUITE 275, PLEASANTON, CA, 94566
- Phone: 925-523-3288
- Latest filing: 2025-02-19
- Regulatory AUM: $290.0M
- Discretionary AUM: $290.0M
- Clients: 5
- Accounts: 660

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| James Eric Maxwell | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | Pleasanton, CA |
| MAXWELL JAMES ERIC | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/317081/brochure
- Similar advisers: https://search.stillhousedata.com/firm/317081/similar
- Related entities: https://search.stillhousedata.com/firm/317081/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/317081

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.