# CHARACTER BASED INVESTING, LLC

CHARACTER BASED INVESTING, LLC is an SEC-registered investment adviser.

## Registration

- CRD: 317275
- Type: SEC-registered investment adviser
- SEC file number: 801-123336
- Phone: 630-877-2898
- Latest filing: 2023-03-22
- Regulatory AUM: $6.5M
- Non-discretionary AUM: $6.5M
- Clients: 2
- Accounts: 1

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| MONTGOMERY LEONORA RYAN | DIRECTOR; DIRECTOR AND CHAIR OF THE BOARD; MEMBER | — |
| JOHNSTON JAMES MICHAEL | MEMBER | — |
| CELESTINE VON DEVANTHINI | DIRECTOR | — |
| DARDEN THOMAS FRANCIS | DIRECTOR; TRUSTEE | — |
| MAZZARINO JOHN ANTHONY | TRUSTEE | — |
| SCHAEFER SCOTT BRADLEY | TRUSTEE | — |
| Schaefer Melissa Katherine | TRUSTEE | — |
| COOPER DANIEL K | MANAGER, CHIEF COMPLIANCE OFFICER; MEMBER, CHIEF COMPLIANCE OFFICER; MEMBER, CHIEF COMPLIANCE OFFICER, DIRECTOR | — |
| HALBERT JON STAFFORD | DIRECTOR; MEMBER | — |
| FRIESEN SCOTT | MEMBER | — |
| RINKS THOMAS | MEMBER | — |
| DARDEN ROBERT DAVIS | TRUSTEE | — |
| HALBERT LINDA | DIRECTOR | — |
| DAVIS SHANNON SEDGWICK | DIRECTOR | — |
| GARRAMONE KELLY | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/317275/brochure
- Similar advisers: https://search.stillhousedata.com/firm/317275/similar
- Related entities: https://search.stillhousedata.com/firm/317275/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/317275

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.