# CARR FINANCIAL GROUP CORPORATION

CARR FINANCIAL GROUP CORPORATION of WORCESTER, MA is an SEC-registered investment adviser.

## Registration

- CRD: 317321
- Type: SEC-registered investment adviser
- SEC file number: 801-123187
- Location: 20 PARK AVENUE, STE #201, WORCESTER, MA, 01605
- Phone: (508) 795-0264
- Latest filing: 2026-05-29
- Regulatory AUM: $744.2M
- Discretionary AUM: $744.2M
- Clients: 9
- Accounts: 1,560

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Benjamin William Cauley | CHIEF COMPLIANCE OFFICER AND TREASURER; TREASURER | — |
| Richard Michael Carr | PRESIDENT | — |
| Andrea Lynne Lucey | SECRETARY | — |
| Spencer Mills Lyons | SHAREHOLDER | — |
| CAULEY BENJAMIN WILLIAM | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND TREASURER | — |
| CARR RICHARD MICHAEL | PRESIDENT | — |
| LUCEY ANDREA LYNNE | SECRETARY | — |
| Julie Ann Wagner | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/317321/brochure
- Similar advisers: https://search.stillhousedata.com/firm/317321/similar
- Related entities: https://search.stillhousedata.com/firm/317321/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/317321

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.