# KESTRA INVESTMENT MANAGEMENT, LLC.

KESTRA INVESTMENT MANAGEMENT, LLC. of AUSTIN, TX is an SEC-registered investment adviser.

## Registration

- CRD: 317711
- Type: SEC-registered investment adviser
- SEC file number: 801-122889
- Location: 5707 SOUTHWEST PARKWAY, BUILDING 2, STE 400, AUSTIN, TX, 78735
- Phone: 844-553-7872
- Latest filing: 2026-06-18
- Regulatory AUM: $4.3B
- Discretionary AUM: $4.3B
- Clients: 17
- Accounts: 16,262

## Business model

- Compensation: % of AUM
- Clients served: Pooled vehicles, Other

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| Kara Marie Murphy | CHIEF INVESTMENT OFFICER, EVP | — |
| Robert Bredt Norwood | EVP, GENERAL COUNSEL | — |
| Stephen Garrett Smith | CHIEF COMPLIANCE OFFICER; VP, CHIEF COMPLIANCE OFFICER | — |
| Jean-Luc Dupont | CHIEF INFORMATION SECURITY OFFICER | — |
| Vinay Kant | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | — |
| Scott Matthew Zegers | CHIEF FINANCIAL OFFICER | — |
| Joel Van Bennett | SVP, CHIEF FINANCIAL OFFICER | — |
| Jeremy Scott Carr | EVP, GENERAL COUNSEL | — |
| John Arthur Barragan | CHIEF OPERATING OFFICER | — |
| BENNETT JOEL VAN | SVP, CHIEF FINANCIAL OFFICER | — |
| SMITH MARK GARRETT | VP, CHIEF COMPLIANCE OFFICER | — |
| MURPHY DARLENE MARIE | CHIEF INVESTMENT OFFICER, EVP | — |
| NORWOOD ROBERT BREDT | EVP, GENERAL COUNSEL | — |
| BEACH KENNETH MICHAEL | VP, CHIEF INFORMATION SECURITY OFFICER | — |
| BARRAGAN JOHN ARTHUR | CHIEF OPERATING OFFICER; CHIEF OPERATION OFFICER, CHIEF COMPLIANCE OFFICER | — |
| PEDLOW MICHAEL ROSS | CHIEF COMPLIANCE OFFICER | — |
| HARNESS NICHOLAS WALTER | CHIEF INFORMATION OFFICER | — |
| Dupont Jean-Luc | CHIEF INFORMATION SECURITY OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/317711/brochure
- Similar advisers: https://search.stillhousedata.com/firm/317711/similar
- Related entities: https://search.stillhousedata.com/firm/317711/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/317711

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.