# FIRST TRUST CAPITAL MANAGEMENT L.P.

FIRST TRUST CAPITAL MANAGEMENT L.P. of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 317825
- Type: SEC-registered investment adviser
- SEC file number: 801-122924
- Location: 225 W. WACKER DRIVE, SUITE 2160, CHICAGO, IL, 60606
- Phone: 773.828.6700
- Latest filing: 2026-03-31
- Regulatory AUM: $12.3B
- Discretionary AUM: $11.3B
- Non-discretionary AUM: $968.4M
- Clients: 62
- Accounts: 40

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| Thomas Reckley | PRESIDENT | Chicago, IL |
| James Allen Bowen | SHAREHOLDER | — |
| Michael Dillon Peck | CEO/CO-CIO; LIMITED PARTNER; MEMBER | — |
| Chad Samual Eisenberg | CHIEF OPERATING OFFICER; MEMBER | — |
| Marc D Bassewitz | GENERAL COUNSEL | Chicago, IL |
| David Alan Sternberg | MANAGER; OWNER | — |
| Yadira Guzman | CFO | — |
| Jennifer Yong Kenny | CHIEF COMPLIANCE OFFICER | — |
| Jennifer Yong | CHIEF COMPLIANCE OFFICER | Chicago, IL |
| STERNBERG DAVID ALAN | MANAGER; OWNER | — |
| BOWEN JAMES ALLEN | SHAREHOLDER | — |
| BASSEWITZ MARC D | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | — |
| PECK MICHAEL DILLON | CEO/CO-CIO; LIMITED PARTNER; MEMBER | — |
| EISENBERG CHAD SAMUAL | CHIEF OPERATING OFFICER; MEMBER | — |
| Guzman Yadira | CFO | — |
| Reckley Thomas | PRESIDENT | — |
| Charles L Winek | PUBLIC FUNDS - CHIEF OPERATING OFFICER | — |


## Private funds (15)

Mix: Private Equity Fund 6 · Hedge Fund 5 · Real Estate Fund 1 · Other Private Fund 3

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| FT PRIVATE INVESTMENT PLATFORM I LLC | Private Equity Fund | Delaware | 5,286 | $2.1B | $100K |
| FT ALTERNATIVE PLATFORM I LLC | Hedge Fund | Delaware | 660 | $438.5M | $100K |
| FT REAL ESTATE PLATFORM I LLC | Real Estate Fund | Delaware | 795 | $304.0M | $100K |
| FT OFFSHORE I LP | Hedge Fund | Cayman Islands | 366 | $231.8M | $100K |
| DESTINY ALTERNATIVE FUND II LLC | Other Private Fund | Delaware | 185 | $185.9M | $100K |
| FT STRATEGIC I LLC | Private Equity Fund | Delaware | 4 | $146.9M | — |
| FT VENTURES PLATFORM I LLC | Private Equity Fund | Delaware | 384 | $113.1M | — |
| AARON WEALTH PRIVATE ACCESS FUND LLC | Private Equity Fund | Delaware | 55 | $70.8M | — |
| CP SPECIAL ASSETS FUND LLC | Other Private Fund | Delaware | 340 | $65.6M | — |
| VCM CORE OPPORTUNITIES FUND LLC | Private Equity Fund | Delaware | 348 | $64.1M | $100K |
| FT VEST HEDGED EQUITY ENHANCED INCOME FUND LLC | Hedge Fund | Delaware | 92 | $55.1M | — |
| PARK SHORE MULTI ASSET STRATEGY FUND LLC | Other Private Fund | Delaware | 65 | $39.7M | — |
| DESTINY TARGET OUTCOME FUND 2024-1 LLC | Hedge Fund | Delaware | 80 | $24.2M | $100K |
| REHMANN MASTER FUND LLC | Private Equity Fund | Delaware | 71 | $16.1M | — |
| HIGHLAND CAPITAL MANAGEMENT INSTITUTIONAL FUND II LLC | Hedge Fund | Delaware | 12 | $12.4M | $250K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| FORT WAYNE | IN | 1 | 260.487.7000 |
| FORT WAYNE | IN | 1 | 260.487.7000 |


## Fund service providers (2)

- administrator: NAV CONSULTING, INC — 12 funds
- administrator: NAV CONSULTING INC. — 3 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/317825/brochure
- Similar advisers: https://search.stillhousedata.com/firm/317825/similar
- Related entities: https://search.stillhousedata.com/firm/317825/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/317825

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.