# SPARTA WEALTH PARTNERS

SPARTA WEALTH PARTNERS of CHARLOTTE, NC is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 318036
- Type: SEC-registered investment adviser
- SEC file number: 801-123050
- Location: 4500 CAMERON VALLEY PARKWAY, CHARLOTTE, NC, 28211
- Phone: 704-575-1148
- Latest filing: 2026-08-04
- Regulatory AUM: $315.8M
- Discretionary AUM: $291.3M
- Non-discretionary AUM: $24.5M
- Clients: 8
- Accounts: 696

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Thompson Blair | PRESIDENT; PRESIDENT, CCO | London, X0 |
| David Blair Thompson | PRESIDENT; PRESIDENT, CCO | — |


## Disclosures (14)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-02-21 | regulatory | WITHOUT ADMITTING OR DENYING THEM, COPELAND ACCEPTED AND CONSENTED TO FINRA'S FINDING THAT COPELAND REFUSED TO PROVIDE DOCUMENTS AND INFORMATION REQUESTED PURSUANT TO FINRA RULE 8210, IN VIOLATION OF FINRA RULES 8210 AND 2010. | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/318036/brochure
- Similar advisers: https://search.stillhousedata.com/firm/318036/similar
- Related entities: https://search.stillhousedata.com/firm/318036/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/318036

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.