# AXXES ADVISORS LLC

AXXES ADVISORS LLC of CORAL GABLES, FL is an SEC-registered investment adviser.

## Registration

- CRD: 318039
- Type: SEC-registered investment adviser
- SEC file number: 801-126433
- Location: 3011 PONCE DE LEON BLVD, CORAL GABLES, FL, 33134
- Phone: 800-684-1006
- Latest filing: 2026-09-23
- Regulatory AUM: $100K
- Non-discretionary AUM: $100K
- Clients: 10
- Accounts: 1

## Business model

- Compensation: % of AUM

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [Adam Lawrence Kaplan](https://search.stillhousedata.com/person/668379) | CHIEF ADMINISTRATIVE OFFICER | — |
| [Gary J Bachman](https://search.stillhousedata.com/person/668380) | CHIEF FINANCIAL OFFICER | — |
| [Joseph Edward Dagrosa](https://search.stillhousedata.com/person/668381) | CHIEF EXECUTIVE OFFICER; MANAGER | — |
| [Lauren Laroche](https://search.stillhousedata.com/person/668382) | CHIEF COMPLIANCE OFFICER | — |
| [Karrie Jean Jerry](https://search.stillhousedata.com/person/696128) | CHIEF COMPLIANCE OFFICER | — |
| [KAPLAN JAMES LAWRENCE](https://search.stillhousedata.com/person/758389) | CHIEF ADMINISTRATIVE OFFICER | — |
| [JERRY KARRIE JEAN](https://search.stillhousedata.com/person/814499) | CHIEF COMPLIANCE OFFICER | — |
| [BACHMAN GARY J](https://search.stillhousedata.com/person/820251) | CHIEF FINANCIAL OFFICER | — |
| [DAGROSA JOSEPH EDWARD](https://search.stillhousedata.com/person/836824) | CHIEF EXECUTIVE OFFICER; MANAGER | — |
| [ROY JOHN PARKER](https://search.stillhousedata.com/person/876648) | CHIEF REVENUE OFFICER | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/318039/brochure
- Similar advisers: https://search.stillhousedata.com/firm/318039/similar
- Related entities: https://search.stillhousedata.com/firm/318039/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/318039

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.