# PUBLIC ADVISORS LLC

PUBLIC ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 318234
- Type: SEC-registered investment adviser
- SEC file number: 801-123433
- Location: 530 BROADWAY, NEW YORK, NY, 10012
- Phone: 212-401-6946
- Latest filing: 2026-03-29
- Regulatory AUM: $18.8M
- Discretionary AUM: $18.8M
- Clients: 44
- Accounts: 4,521

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Stephen William Sikes | CEO | — |
| Jack J Chen | CCO | — |
| Prashant Yerramalli | CCO | — |
| Samuel Nofzinger | GENERAL MANAGER | — |
| FUENTES MARCO A | CHIEF COMPLIANCE OFFICER | — |
| Verlinde Emily Ann | CHIEF COMPLIANCE OFFICER | — |
| Carlisle Alan R | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2009-06-12 | regulatory | NASD RULES 1050, 2110 AND 2711. RESPONDENT TACONIC CAPITAL GROUP, INC. PERMITTED A PRINCIPAL TO ISSUE A RESEARCH REPORT WHEN THE PRINCIPAL WAS NOT REGISTERED AS A RESEARCH ANALYST. TACONIC DID NOT FILE THE ANNUAL ATTESTATION RELATING TO ITS ADOPTION AND IMPLEMENTATION OF RESEARCH-RELATED WRITTEN SUP… | Final | $1K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/318234/brochure
- Similar advisers: https://search.stillhousedata.com/firm/318234/similar
- Related entities: https://search.stillhousedata.com/firm/318234/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/318234

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.