# ALLIES CAPITAL MANAGEMENT, LLC

ALLIES CAPITAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 319640
- Type: SEC-registered investment adviser
- SEC file number: 801-125888
- Location: 640 FIFTH AVENUE 12TH FLOOR, NEW YORK, NY, 10019
- Phone: 212-380-7500
- Latest filing: 2026-02-20
- Regulatory AUM: $25.0M
- Discretionary AUM: $25.0M
- Clients: 1
- Accounts: 1

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [Michael Klein](https://search.stillhousedata.com/person/43437) | CHIEF EXECUTIVE OFFICER; OWNER | Greenwich, CT |
| [Tracy Kate Abbott](https://search.stillhousedata.com/person/663652) | CHIEF COMPLIANCE OFFICER | — |
| [Tiffany Ann Ayres](https://search.stillhousedata.com/person/666963) | CHIEF COMPLIANCE OFFICER | El Cajon, CA |
| [Cara Marie Cawood](https://search.stillhousedata.com/person/699678) | CHIEF COMPLIANCE OFFICER | — |
| [KLEIN MICHAEL STUART](https://search.stillhousedata.com/person/759044) | OWNER | — |
| [DIAMOND DAVID JAY](https://search.stillhousedata.com/person/783543) | CHIEF COMPLIANCE OFFICER | — |
| [Klein Ross Michael](https://search.stillhousedata.com/person/858608) | CHIEF EXECUTIVE OFFICER; OWNER | — |
| [CAWOOD CARA MARIE](https://search.stillhousedata.com/person/864897) | CHIEF COMPLIANCE OFFICER | — |
| [James Joseph Murray](https://search.stillhousedata.com/person/960062) | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/319640/brochure
- Similar advisers: https://search.stillhousedata.com/firm/319640/similar
- Related entities: https://search.stillhousedata.com/firm/319640/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/319640

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.