# JOULE FINANCIAL, LLC

JOULE FINANCIAL, LLC of LEXINGTON, KY is an SEC-registered investment adviser.

## Registration

- CRD: 320791
- Type: SEC-registered investment adviser
- SEC file number: 801-125024
- Location: 998 GOVERNORS LN, LEXINGTON, KY, 40513
- Phone: 859-881-0777
- Latest filing: 2026-03-20
- Regulatory AUM: $478.6M
- Discretionary AUM: $478.6M
- Clients: 8
- Accounts: 2,181

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| Robert Bredt Norwood | VICE PRESIDENT | — |
| Lori Ann Markham | ASSISTANT SECRETARY | — |
| William Lewis Tatro | MANAGING DIRECTOR , CHIEF INVESTMENT OFFICER | — |
| Daniel Joseph Czulno | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | — |
| Angela Maren Osborne | VICE PRESIDENT | — |
| Harold Buckner | VICE PRESIDENT | — |
| Stacy Ria Howell | CHIEF COMPLIANCE OFFICER | — |
| TATRO WILLIAM LEWIS | MANAGING DIRECTOR , CHIEF INVESTMENT OFFICER | — |
| NORWOOD ROBERT BREDT | VICE PRESIDENT | — |
| CZULNO DANIEL JOSEPH | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER | — |
| OSBORNE ANGELA MAREN | VICE PRESIDENT | — |
| MARKHAM LORI ANN | ASSISTANT SECRETARY | — |
| DESCOTEAUX DIANNE MARIE | CHIEF COMPLIANCE OFFICER | — |
| Buckner Harold | VICE PRESIDENT | — |
| HOWELL-PEREIRA STACY | CHIEF COMPLIANCE OFFICER | — |
| HOWELL STACY | CHIEF COMPLIANCE OFFICER | — |
| HOWELL STACY RIA | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2014-05-01 | regulatory | ADVISOR TRANSITIONING TO THE FIRM, MARK T. HENDRIX, WAS NOT DUAL REGISTERED AS REQUIRED FOR THE ENTIRETIME PERIOD HE ADVISED CLIENTS UNDER BOTH FIRMS. | Final | $2K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/320791/brochure
- Similar advisers: https://search.stillhousedata.com/firm/320791/similar
- Related entities: https://search.stillhousedata.com/firm/320791/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/320791

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.