# ROMANO BROTHERS AND COMPANY

ROMANO BROTHERS AND COMPANY of EVANSTON, IL is an SEC-registered investment adviser.

## Registration

- CRD: 3215
- Type: SEC-registered investment adviser
- SEC file number: 801-27061
- Location: 1560 SHERMAN AVENUE, STE 1300, EVANSTON, IL, 60201
- Phone: 847-866-7700
- Latest filing: 2026-02-19
- Regulatory AUM: $1.5B
- Discretionary AUM: $1.5B
- Clients: 16
- Accounts: 2,078

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| [Richard Constantino Romano](https://search.stillhousedata.com/person/679921) | CHAIRMAN | — |
| [Joseph Richardviktory Romano](https://search.stillhousedata.com/person/679922) | PRESIDENT | — |
| [Douglas Norman Geisser](https://search.stillhousedata.com/person/679923) | VICE PRESIDENT | — |
| [Eric Arthur Bederman](https://search.stillhousedata.com/person/679924) | CFO/CCO | — |
| [REILLY WILLIAM JAMES](https://search.stillhousedata.com/person/735413) | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | — |
| [MAREK MICHAEL JAMES](https://search.stillhousedata.com/person/739318) | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | — |
| [BEDERMAN ERIC ARTHUR](https://search.stillhousedata.com/person/787145) | CFO/CCO | — |
| [ROMANO RICHARD CONSTANTIN](https://search.stillhousedata.com/person/790338) | CHAIRMAN; PRESIDENT & CEO | — |
| [ROMANO JOSEPH RICHARDVIKTORY](https://search.stillhousedata.com/person/790339) | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |
| [GEISSER DOUGLAS NORMAN](https://search.stillhousedata.com/person/790340) | VICE PRESIDENT | — |
| [VALLONE ROBERT ALAN](https://search.stillhousedata.com/person/801655) | CCO & COO; CHIEF OPERATING OFFICER | — |
| [ROMANO WILLIAM RICHARD](https://search.stillhousedata.com/person/801656) | VICE PRESIDENT & SROP/CROP | — |
| [ROMANO RICHARD CONSTANTINO](https://search.stillhousedata.com/person/868359) | CHAIRMAN | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-07-10 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("SEC") ALLEGED THAT ROMANO BROTHERS & CO. ("ROMANO") VIOLATED SECTION 206(4) AND 206(4)-1(A)(1) OF THE ADVISERS ACT BY CREATING VIDEOS CONTAINING CLIENT TESTIMONIALS AND POSTING THEM TO ROMANO'S WEBSITE AND YOUTUBE.COM | Final | $15K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/3215/brochure
- Similar advisers: https://search.stillhousedata.com/firm/3215/similar
- Related entities: https://search.stillhousedata.com/firm/3215/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/3215

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.