# PALLADIUM HERITAGE MANAGEMENT, LLC

PALLADIUM HERITAGE MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 321623
- Type: SEC-registered investment adviser
- SEC file number: 801-125771
- Location: 1270 AVENUE OF THE AMERICAS, 31ST FLOOR, NEW YORK, NY, 10020
- Phone: (212) 218-5150
- Latest filing: 2026-03-31
- Regulatory AUM: $37.2M
- Discretionary AUM: $37.2M
- Clients: 2
- Accounts: 2

## Business model

- Compensation: % of AUM, Performance, Other
- Clients served: Investment cos

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| [Suzanne Nmn Wong](https://search.stillhousedata.com/person/676780) | CHIEF FINANCIAL OFFICER | — |
| [Nancy Ann Mitchell](https://search.stillhousedata.com/person/676782) | CHIEF COMPLIANCE OFFICER | — |
| [Katherine Anne Lehman](https://search.stillhousedata.com/person/676783) | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER | — |
| [MITCHELL JUDY ANN](https://search.stillhousedata.com/person/740693) | CHIEF COMPLIANCE OFFICER | — |
| [WONG KOK HOI NMN](https://search.stillhousedata.com/person/811753) | CHIEF FINANCIAL OFFICER | — |
| [BARBIERI DOMINICK DANIEL](https://search.stillhousedata.com/person/866821) | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | — |
| [LEHMAN KATHERINE ANNE](https://search.stillhousedata.com/person/869864) | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER | — |
| [Suzanne (Nmn) Wong](https://search.stillhousedata.com/person/995410) | CHIEF FINANCIAL OFFICER | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| PALLADIUM HERITAGE FUND, L.P. | Private Equity Fund | Delaware | 21 | $31.5M | $5.0M |
| PALLADIUM HERITAGE (PARALLEL) FUND, L.P. | Private Equity Fund | Delaware | 12 | $1.1M | $5.0M |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| STAMFORD | CT | 0 | 2122185150 |
| STAMFORD | CT | 0 | 2122185150 |


## Fund service providers (1)

- administrator: GEN II FUND SERVICES, LLC — 2 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/321623/brochure
- Similar advisers: https://search.stillhousedata.com/firm/321623/similar
- Related entities: https://search.stillhousedata.com/firm/321623/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/321623

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.