# PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED

PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED of WANCHAI is an SEC-registered investment adviser.

## Registration

- CRD: 322390
- Type: SEC-registered investment adviser
- SEC file number: 801-126155
- Location: 29/F, SUN HUNG KAI CENTRE, 30 HARBOUR ROAD, WANCHAI
- Phone: 852-2827-1628
- Latest filing: 2026-03-31
- Regulatory AUM: $14.4B
- Discretionary AUM: $13.6B
- Non-discretionary AUM: $822.4M
- Clients: 39
- Accounts: 35

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| [Kamal Bhatia](https://search.stillhousedata.com/person/664110) | PRESIDENT & CEO, PRINCIPAL ASSET MANAGEMENT | — |
| [Justin Thomas Lange](https://search.stillhousedata.com/person/664113) | CHIEF COMPLIANCE OFFICER | — |
| [George Djurasovic](https://search.stillhousedata.com/person/664117) | GENERAL COUNSEL | — |
| [Barbara Wenig](https://search.stillhousedata.com/person/664118) | CHIEF BUSINESS OFFICER | — |
| [Rongsa Zhong](https://search.stillhousedata.com/person/684124) | DIRECTOR | — |
| [Raj Kumar Singh](https://search.stillhousedata.com/person/684125) | DIRECTOR | — |
| [Julian Christopher Vivian Pull](https://search.stillhousedata.com/person/684126) | CHIEF FINANCIAL OFFICER, ASIA | — |
| [Thomas Wee Yee Cheong](https://search.stillhousedata.com/person/684127) | EXECUTIVE VICE PRESIDENT, PRINCIPAL ASIA | — |
| [Alan Xi Wang](https://search.stillhousedata.com/person/684128) | HONG KONG CHINA EQUITIES MD & CIO | — |
| [Yo-Hann Tan](https://search.stillhousedata.com/person/684129) | DIRECTOR | — |
| [Phillip Howard Hasenfus Saran](https://search.stillhousedata.com/person/684130) | DIRECTOR | — |
| [Steve Po Siu Chiu](https://search.stillhousedata.com/person/716822) | CHIEF EXECUTIVE OFFICER | — |
| [DONOHUE ANDREW JOHN](https://search.stillhousedata.com/person/737734) | CHIEF COMPLIANCE OFFICER | — |
| [VOHRA ROHIT](https://search.stillhousedata.com/person/794214) | DIRECTOR | — |
| [DJURASOVIC GEORGE](https://search.stillhousedata.com/person/804663) | GENERAL COUNSEL | — |
| [WEST KENNETH KIRK](https://search.stillhousedata.com/person/848757) | DIRECTOR | — |
| [WU MICHELE XIAOMING](https://search.stillhousedata.com/person/870477) | OFFICER | — |
| [CHING DEREK HO YIN](https://search.stillhousedata.com/person/870478) | DIRECTOR | — |
| [SARAN PHILLIP HOWARD HASENFUS](https://search.stillhousedata.com/person/870479) | OFFICER | — |
| [ECHEGORRI RODRIGUEZ ALEJANDRO ELIAS](https://search.stillhousedata.com/person/870480) | DIRECTOR | — |
| [Lange Justin Thomas](https://search.stillhousedata.com/person/872386) | CHIEF COMPLIANCE OFFICER | — |
| [Chiu Steve Po Slu](https://search.stillhousedata.com/person/873611) | CHIEF EXECUTIVE OFFICER | — |
| [Zhong Rongsa](https://search.stillhousedata.com/person/873612) | DIRECTOR | — |
| [SINGH AMARENDRA KUMAR](https://search.stillhousedata.com/person/882012) | DIRECTOR | — |
| [John Michael Egan](https://search.stillhousedata.com/person/1001438) | CHIEF FINANCIAL OFFICER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-09-08 | regulatory | IN APRIL 2022 PRINCIPAL GLOBAL INVESTORS, LLC (PGI) HAD AN UNINTENTIONAL SHORT SALE OF A SECURITY DUE TO A CORPORATE ACTION IN POTENTIAL BREACH OF LOCAL REGULATIONS. IN SEPTEMBER 2022, PGI RECEIVED AN EMAIL REGARDING "NOTICE OF ACTION TO BE TAKEN" REGARDING THE BREACH OF LOCAL RESTRICTION PROVISIONS… | Final | $34K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| KWUN TONG, KOWLOON | — | 0 | 852-2263-0263 |
| KWUN TONG, KOWLOON | — | 0 | 852-2263-0263 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/322390/brochure
- Similar advisers: https://search.stillhousedata.com/firm/322390/similar
- Related entities: https://search.stillhousedata.com/firm/322390/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/322390

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.