# JOSEPHTHAL & CO., INC.

JOSEPHTHAL & CO., INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 3227
- Type: SEC-registered investment adviser
- SEC file number: 801-38484
- Location: 200 PARK AVE, 25TH FLOOR, NEW YORK, NY, 10166
- Phone: 212-907-4000
- Latest filing: 2001-06-28
- Regulatory AUM: $186.7M
- Discretionary AUM: $108.1M
- Non-discretionary AUM: $78.6M
- Clients: 501
- Accounts: 697

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [MCNAMARA DENNIS PATRICK](https://search.stillhousedata.com/person/731636) | GENERAL COUNSEL - CORPORATE-VICE PRESIDENT | — |
| [JOHNSTONE MARY](https://search.stillhousedata.com/person/733329) | COMPLIANCE DIRECTOR | — |
| [MATYCKAS EDWARD STANLEY](https://search.stillhousedata.com/person/740828) | CROP/SROP | — |
| [FITZGERALD THOMAS HENRY](https://search.stillhousedata.com/person/741677) | CEO - CHAIRMAN - PRESIDENT - CHIEF OPERATING OFFICER - DIRECTOR | — |
| [AGOSTA SALVATORE FRANK](https://search.stillhousedata.com/person/765552) | CHIEF FINANCIAL OFFICER | — |
| [MCCABE DONALD GERARD](https://search.stillhousedata.com/person/784302) | GENERAL COUNSEL - REGULATION & LITIGATION - ASSISTANT SECRETARY | — |
| [PURJES DAN DAVID](https://search.stillhousedata.com/person/784303) | MAJORITY SHAREHOLDER | — |
| [JOSEPHTHAL GROUP INC](https://search.stillhousedata.com/person/784304) | SHAREHOLDER | — |
| [KRONENBERG DAVID HIRSCH](https://search.stillhousedata.com/person/784305) | CHIEF ADMINISTRATIVE OFFICER | — |
| [FICHTNER HENRY ARTHUR](https://search.stillhousedata.com/person/784306) | NATIONAL MANAGER-RETAIL DIVISION-VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/3227/brochure
- Similar advisers: https://search.stillhousedata.com/firm/3227/similar
- Related entities: https://search.stillhousedata.com/firm/3227/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/3227

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.