# ONEASCENT CAPITAL LLC

ONEASCENT CAPITAL LLC of BIRMINGHAM, AL is an SEC-registered investment adviser.

## Registration

- CRD: 323220
- Type: SEC-registered investment adviser
- SEC file number: 801-126729
- Location: 23 INVERNESS CENTER PKWY, BIRMINGHAM, AL, 35242
- Phone: 2058471343
- Latest filing: 2026-03-19
- Regulatory AUM: $55.6M
- Discretionary AUM: $55.6M
- Clients: 1
- Accounts: 3

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Harry Noble Pearson | MANAGING MEMBER; OWNER | Birmingham, AL |
| Robert Wayne Grubb | CHIEF OPERATING OFFICER | — |
| Ashleigh Cooper Swayze | CHIEF COMPLIANCE OFFICER | — |
| Coleman James Pearson | PRESIDENT | — |
| SWAYZE ASHLEIGH COOPER | CHIEF COMPLIANCE OFFICER | — |
| PEARSON RONALD JAMES | PRESIDENT | — |
| PEARSON HARRY NOBLE | MANAGING MEMBER; OWNER | — |
| Grubb Robert Wayne | CHIEF OPERATING OFFICER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2017-04-16 | regulatory | IN 2017, OUR CHIEF COMPLIANCE OFFICER, ASHLEIGH SWAYZE, SIGNED A CONSENT ORDER WITH THE CONNECTICUT DEPARTMENT OF BANKING AND INSURANCE. THE UNDERLYING MATTER INVOLVED A CLIENT OF MS. SWAYZE'S THAT FAILED TO REGISTER AS AN INVESTMENT ADVISER REPRESENTATIVE IN CONNECTICUT. THE STATE FELT THAT MS. SWA… | Final | $10K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/323220/brochure
- Similar advisers: https://search.stillhousedata.com/firm/323220/similar
- Related entities: https://search.stillhousedata.com/firm/323220/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/323220

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.