# ARISTOTLE INVESTMENT SERVICES, LLC

ARISTOTLE INVESTMENT SERVICES, LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser.

## Registration

- CRD: 324207
- Type: SEC-registered investment adviser
- SEC file number: 801-127110
- Location: 840 NEWPORT CENTER DRIVE, 7TH FLOOR, NEWPORT BEACH, CA, 92660
- Phone: (949) 681-2100
- Latest filing: 2026-03-30
- Regulatory AUM: $16.5B
- Discretionary AUM: $16.5B
- Clients: 27
- Accounts: 21

## Business model

- Compensation: % of AUM
- Clients served: Charities

## Officers, owners & control persons (27)

_Showing 25 of 27 people._

| Name | Role | Location |
| --- | --- | --- |
| Carol Elaine Rumsey | CHIEF COMPLIANCE OFFICER | Newport Beach, CA |
| Richard Harlan Schweitzer | OWNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | — |
| Richard Scott Hollander | OWNER, CHAIRMAN OF THE BOARD | — |
| Howard Roy Gleicher | OWNER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | — |
| Kim Marie St Hilaire | CHIEF OPERATING OFFICER | — |
| Joseph Gustave Lallande | DEPUTY CHIEF LEGAL OFFICER | — |
| Dominic Dao Nolan | CHIEF EXECUTIVE OFFICER | — |
| Joshua Brian Schwab | CHIEF FINANCIAL OFFICER | — |
| William J Averill | OWNER/MANAGING MEMBER | — |
| Gregory Dario Padilla | OWNER/MANAGING MEMBER | — |
| Thomas Joseph Fuccillo | CHIEF LEGAL OFFICER | — |
| Ricardo Costa | MANAGING DIRECTOR | — |
| Maria Catalina Llinas-Gustafson | OWNER/MANAGING MEMBER | — |
| HOLLANDER RICHARD SCOTT | OWNER, CHAIRMAN OF THE BOARD | — |
| SCHWEITZER RICHARD HARLAN | OWNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | — |
| LISENBEE GARY WAYNE | OWNER, VICE CHAIRMAN | — |
| GLEICHER HOWARD ROY | OWNER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | — |
| BOROWSKI STEVEN MARK | OWNER, PRESIDENT | — |
| FUCCILLO THOMAS JOSEPH | CHIEF LEGAL OFFICER | — |
| GOSOM MICHELLE MONSALUD | OWNER, CHIEF COMPLIANCE OFFICER | — |
| Rumsey Carol Elaine | CHIEF COMPLIANCE OFFICER | — |
| ST HILAIRE KIM MARIE | CHIEF OPERATING OFFICER | — |
| schwab joshua brian | CHIEF FINANCIAL OFFICER | — |
| LALLANDE JOSEPH GUSTAVE | DEPUTY CHIEF LEGAL OFFICER | — |
| NOLAN DOMINIC DAO | CHIEF EXECUTIVE OFFICER | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| LOS ANGELES | CA | 2 | 310-478-4005 |
| LOS ANGELES | CA | 2 | 310-478-4005 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/324207/brochure
- Similar advisers: https://search.stillhousedata.com/firm/324207/similar
- Related entities: https://search.stillhousedata.com/firm/324207/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/324207

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.