# NEUBERGER BERMAN LOAN ADVISERS IV LLC

NEUBERGER BERMAN LOAN ADVISERS IV LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 324282
- Type: SEC-registered investment adviser
- SEC file number: 801-127324
- Location: 190 SOUTH LASALLE STREET, SUITE 2400, CHICAGO, IL, 60603
- Phone: 312-325-7700
- Latest filing: 2026-03-31
- Regulatory AUM: $6.1B
- Discretionary AUM: $6.1B
- Clients: 3
- Accounts: 13

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| [Ashok Kumar Bhatia](https://search.stillhousedata.com/person/66517) | DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Chicago, IL |
| [Stephen Gregory Wright](https://search.stillhousedata.com/person/676337) | DIRECTOR AND MANAGING DIRECTOR | — |
| [Kenneth M Deregt](https://search.stillhousedata.com/person/676339) | DIRECTOR AND MANAGING DIRECTOR | — |
| [Brian Lord](https://search.stillhousedata.com/person/686116) | CHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENT | — |
| [Anne Faris Brennan](https://search.stillhousedata.com/person/708579) | DIRECTOR AND MANAGING DIRECTOR | — |
| [TANK BRADLEY CURTIS](https://search.stillhousedata.com/person/748275) | DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | — |
| [AMATO JOSEPH VINCENT](https://search.stillhousedata.com/person/748465) | DIRECTOR AND MANAGING DIRECTOR | — |
| [BHATIA SUNIL KUMAR](https://search.stillhousedata.com/person/763617) | DIRECTOR, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | — |
| [LORD BRIAN](https://search.stillhousedata.com/person/790447) | CHIEF COMPLIANCE OFFICER, ASSISTANT SECRETARY AND SENIOR VICE PRESIDENT | — |
| [WRIGHT STEPHEN GREGORY](https://search.stillhousedata.com/person/852018) | DIRECTOR AND MANAGING DIRECTOR | — |
| [deRegt Kenneth M](https://search.stillhousedata.com/person/860408) | DIRECTOR AND MANAGING DIRECTOR | — |
| [Brennan Anne](https://search.stillhousedata.com/person/882517) | DIRECTOR AND MANAGING DIRECTOR | — |
| [Brennan Anne Faris](https://search.stillhousedata.com/person/883697) | DIRECTOR AND MANAGING DIRECTOR | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | On Appeal | $1.6M |
| 2024-08-13 | regulatory | THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. | Final | $580K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/324282/brochure
- Similar advisers: https://search.stillhousedata.com/firm/324282/similar
- Related entities: https://search.stillhousedata.com/firm/324282/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/324282

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.