# INNOCAP INVESTMENT ADVISERS, LLC.

INNOCAP INVESTMENT ADVISERS, LLC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 324591
- Type: SEC-registered investment adviser
- SEC file number: 801-128143
- Location: 300 PARK AVENUE 22ND FL, NEW YORK, NY, 10022-7402
- Phone: 646-289-5726
- Latest filing: 2026-04-28
- Regulatory AUM: $2.7B
- Discretionary AUM: $2.7B
- Clients: 8
- Accounts: 13

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Pooled vehicles, Charities

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [Joshua David Kestler](https://search.stillhousedata.com/person/664726) | PRESIDENT | — |
| [Andrew Scott Lapkin](https://search.stillhousedata.com/person/664727) | CHIEF OPERATING OFFICER | — |
| [Kelly Teresa Mcgowan](https://search.stillhousedata.com/person/664728) | CHIEF COMPLIANCE OFFICER | — |
| [Francois Rivard](https://search.stillhousedata.com/person/692208) | MAJORITY OWNER OF 10313157 CANADA INC. | — |
| [Stuart Jason Heiss](https://search.stillhousedata.com/person/726530) | CHIEF COMPLIANCE OFFICER | — |
| [ELIOT DOLORES ANN](https://search.stillhousedata.com/person/774478) | CHIEF COMPLIANCE OFFICER | — |
| [RIVARD FRANCOIS](https://search.stillhousedata.com/person/825840) | MAJORITY OWNER OF 10313157 CANADA INC. | — |
| [KESTLER JOSHUA DAVID](https://search.stillhousedata.com/person/827191) | PRESIDENT | — |
| [LAPKIN ANDREW SCOTT](https://search.stillhousedata.com/person/829457) | CHIEF OPERATING OFFICER | — |
| [HEISS STUART JASON](https://search.stillhousedata.com/person/884892) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-03-25 | regulatory | CAISSE DE DEPOT ET PLACEMENT DU QUEBEC WAS FINED TOGETHER WITH THE OTHER NOTIFYING PARTIES BY THE UKRAINIAN COMPETITION AUTHORITY (EUR 2,840) FOR HAVING FILED A PRE-MERGER NOTIFICATION POST CLOSING INSTEAD OF PRE-CLOSING, HAVING RELIED IN GOOD FAITH ON AN ANALYSIS SETTING THE UKRAINIAN TURNOVER OF T… | Final | $3K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/324591/brochure
- Similar advisers: https://search.stillhousedata.com/firm/324591/similar
- Related entities: https://search.stillhousedata.com/firm/324591/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/324591

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.