# COMMONWEALTH FINANCIAL SERVICES, LLC.

COMMONWEALTH FINANCIAL SERVICES, LLC. of VIENNA, WV is an SEC-registered investment adviser.

## Registration

- CRD: 324930
- Type: SEC-registered investment adviser
- SEC file number: 801-127499
- Location: 373 TIMBERLINE PARKWAY, VIENNA, WV, 26105
- Phone: 304-422-3531
- Latest filing: 2026-04-02
- Regulatory AUM: $994.7M
- Discretionary AUM: $977.2M
- Non-discretionary AUM: $17.6M
- Clients: 26
- Accounts: 5,003

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Daniel Lee Spurgeon | OWNER & FINANCIAL ADVISOR; PARTNER, CHIEF INVESTMENT OFFICER, FINANCIAL ADVISOR | — |
| Michael Charles Seese | CO-FOUNDER / OWNER, CAO, & FINANCIAL ADVISOR; CO-FOUNDER / OWNER & FINANCIAL ADVISOR | — |
| Matthew David Rothchild | CHIEF COMPLIANCE OFFICER | — |
| Shanell Jeffrey | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, PARTNER | Parkersburg, WV |
| Tyler Andrew Brautigan | SHAREHOLDER, FINANCIAL ADVISOR | — |
| Todd Edward Kimpel | CO-FOUNDER / OWNER & FINANCIAL ADVISOR | — |
| KIMPEL TODD EDWARD | CO-FOUNDER / OWNER & FINANCIAL ADVISOR | — |
| SEESE MICHAEL CHARLES | CO-FOUNDER / OWNER & FINANCIAL ADVISOR; CO-FOUNDER / OWNER & FINANCIAL ADVISOR / CCO | — |
| ROTHCHILD MATTHEW DAVID | CHIEF COMPLIANCE OFFICER | — |
| SPURGEON DANIEL LEE | OWNER & FINANCIAL ADVISOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/324930/brochure
- Similar advisers: https://search.stillhousedata.com/firm/324930/similar
- Related entities: https://search.stillhousedata.com/firm/324930/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/324930

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.