# WATERSTONE FINANCIAL ADVISORY LLC

WATERSTONE FINANCIAL ADVISORY LLC of FORT MYERS, FL is an SEC-registered investment adviser.

## Registration

- CRD: 325012
- Type: SEC-registered investment adviser
- SEC file number: 801-127693
- Location: 12597 NEW BRITTANY BLVD, FORT MYERS, FL, 33907
- Phone: 239-288-0977
- Latest filing: 2026-07-07
- Regulatory AUM: $262.5M
- Discretionary AUM: $260.1M
- Non-discretionary AUM: $2.4M
- Clients: 5
- Accounts: 954

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| James Stuart Gallagher | PRESIDENT | — |
| Phillip Taylor Mcgrath | CHIEF COMPLIANCE OFFICER & DIRECTOR OF OPERATIONS | — |
| Karly Ann Moore | CHIEF COMPLIANCE OFFICER | — |
| MOORE SUSAN ANN | CHIEF COMPLIANCE OFFICER | — |
| GALLAGHER JAMES S | PRESIDENT & CCO | — |
| GALLAGHER JAMES STUART | PRESIDENT | — |
| Young Karly | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/325012/brochure
- Similar advisers: https://search.stillhousedata.com/firm/325012/similar
- Related entities: https://search.stillhousedata.com/firm/325012/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/325012

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.