# SAGE, RUTTY & CO., INC.

SAGE, RUTTY & CO., INC. of ROCHESTER, NY is an SEC-registered investment adviser.

## Registration

- CRD: 3254
- Type: SEC-registered investment adviser
- SEC file number: 801-35917
- Location: 100 CORPORATE WOODS, SUITE 300, ROCHESTER, NY, 14623
- Phone: 585-232-3760
- Latest filing: 2026-03-24
- Regulatory AUM: $3.5B
- Discretionary AUM: $1.8B
- Non-discretionary AUM: $1.7B
- Clients: 36
- Accounts: 8,163

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Charities, Corporations

## Officers, owners & control persons (69)

_Showing 25 of 69 people._

| Name | Role | Location |
| --- | --- | --- |
| Jeffrey Jones | DIRECTOR | Brighton, CO |
| Jeffrey M Jones | DIRECTOR | Salt Lake City, UT |
| Wayne Foster Holly | EXECUTIVE CHAIRMAN, SHAREHOLDER, DIRECTOR | — |
| James Paul Burke | SECRETARY, VICE PRESIDENT, SHAREHOLDER | — |
| Audrey Weller Holly | SHAREHOLDER | — |
| Sandra Jean Wehner | SHAREHOLDER | — |
| Douglas Evans Iii Parker | DIRECTOR, SHAREHOLDER, FINANCIAL ADVISOR, SENIOR VICE PRESIDENT | — |
| Robert John Falvey | SHAREHOLDER (10/1996) | — |
| Matthew James Lacey | CONTROLLER,TREASURER, FINOP; CONTROLLER,TREASURER, FINOP, SHAREHOLDER | — |
| Robert Lawrence Lohwater | CORPORATE OFFICER | — |
| Curt Allen Ehrlich | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | — |
| Kim Lisbeth Nugent | SENIOR VICE PRESIDENT, FINANCIAL ADVISOR, SHAREHOLDER | — |
| Laura Suzanne Frood | FINANCIAL ADVISOR, SHAREHOLDER | — |
| Trevor William Holly | PRESIDENT, CEO, SHAREHOLDER | — |
| Connor B Holly | FINANCIAL ADVISOR, SHAREHOLDER, FIRST VICE PRESIDENT | — |
| Jessica Lauren Holly | SHAREHOLDER | — |
| Jared Foster Holly | SHAREHOLDER | — |
| Sean Tyler Holly | SHAREHOLDER | — |
| Shane Alexander Holly | SHAREHOLDER | — |
| Neil Stewart Iii Frood | FINANCIAL ADVISOR, DIRECTOR | — |
| Corinne Marie Dennis | CHIEF COMPLIANCE OFFICER | — |
| Chelsea Leigh Conway | DIRECTOR | — |
| Christopher Robert Holly | SHAREHOLDER | — |
| Jeffrey Michael Jones | DIRECTOR | — |
| RIEDMAN JOHN R | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/3254/brochure
- Similar advisers: https://search.stillhousedata.com/firm/3254/similar
- Related entities: https://search.stillhousedata.com/firm/3254/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/3254

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.