# 16ROCK ASSET MANAGEMENT LLC

16ROCK ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 326709
- Type: SEC-registered investment adviser
- SEC file number: 801-128077
- Location: ONE ROCKEFELLER PLAZA, SUITE 2130, NEW YORK, NY, 10020
- Phone: 212-332-1600
- Latest filing: 2025-07-01
- Regulatory AUM: $66.9M
- Discretionary AUM: $66.9M
- Clients: 1
- Accounts: 10

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Investment cos

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| [John Joseph Lee](https://search.stillhousedata.com/person/577783) | CHIEF COMPLIANCE OFFICER | New York, NY |
| [Richard Jed McCarthy](https://search.stillhousedata.com/person/577785) | MEMBER / CO-PORTFOLIO MANAGER | New York, NY |
| [James Tracy Pruskowski](https://search.stillhousedata.com/person/696792) | MEMBER | — |
| [LEE JOHN JOSEPH](https://search.stillhousedata.com/person/746676) | CHIEF COMPLIANCE OFFICER | — |
| [MCCARTHY RICHARD JED](https://search.stillhousedata.com/person/746678) | MEMBER / CO-PORTFOLIO MANAGER | — |
| [PRUSKOWSKI JAMES TRACY](https://search.stillhousedata.com/person/878231) | MEMBER | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| 16ROCK MUNICIPAL OPPORTUNITIES FUND LP | Hedge Fund | Delaware | 15 | $13.6M | $500K |


## Fund service providers (3)

- administrator: SGGG FUND SERVICES, INC.
- custodian: 16ROCK MUNICIPAL OPPORTUNITIES OFFSHORE FUND LP
- custodian: 16ROCK MUNICIPAL OPPORTUNITIES ONSHORE FUND LP

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/326709/brochure
- Similar advisers: https://search.stillhousedata.com/firm/326709/similar
- Related entities: https://search.stillhousedata.com/firm/326709/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/326709

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.