# WOLFE RESEARCH ADVISORS, LLC

WOLFE RESEARCH ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 326717
- Type: SEC-registered investment adviser
- SEC file number: 801-128154
- Location: 757 3RD AVENUE, NEW YORK, NY, 10017
- Phone: 646-845-0700
- Latest filing: 2026-03-31
- Clients: 209

## Business model

- Compensation: Subscription, Other
- Clients served: Pensions, Corporations, Other

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [Edward Mark Wolfe](https://search.stillhousedata.com/person/695853) | CEO; OWNER | — |
| [Sandra Marie Pallante](https://search.stillhousedata.com/person/695854) | CHIEF COMPLIANCE OFFICER | — |
| [Francis Jordan](https://search.stillhousedata.com/person/695855) | CHIEF FINANCIAL OFFICER/ FINOP | — |
| [LAMKE JAMES DANIEL](https://search.stillhousedata.com/person/795298) | CHIEF COMPLIANCE OFFICER | — |
| [WOLFE EDWARD MARK](https://search.stillhousedata.com/person/845222) | CEO; OWNER | — |
| [JORDAN FRANCIS](https://search.stillhousedata.com/person/853229) | CHIEF FINANCIAL OFFICER/ FINOP | — |
| [PALLANTE SANDRA MARIE](https://search.stillhousedata.com/person/855454) | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | — |
| [GANG THOMAS PAUL](https://search.stillhousedata.com/person/859557) | CHIEF FINANCIAL OFFICER/ FINOP | — |
| [Mackenzie Elliot Fulk](https://search.stillhousedata.com/person/1011733) | PRESIDENT | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-03-23 | regulatory | WR SECURITIES, LLC DBA WOLFE RESEARCH SECURITIES A BROKER DEALER AFFILIATE HAD A TRADING DESK WHICH WAS FINED BY FINRA. THE FINE WAS RELATED TO A GLITCH IN THE VENDOR'S ORDER MANAGEMENT SYSTEM ("OMS") THAT CAUSED UNINTENTIONAL BUT INACCURATE TRADING VOLUME ADVERTISEMENTS TO BE PUBLISHED. BETWEEN THE… | Final | $100K |
| — | regulatory | — | — | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| WAM BOSE, LLC | Private Equity Fund | Delaware | 8 | $2.0M | $50K |


## Branch offices (3)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| SAN FRANCISCO | CA | 8 | (415) 878-6440 |
| SAN FRANCISCO | CA | 8 | (415) 878-6440 |
| BOSTON | MA | 7 | (617) 313-7801 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/326717/brochure
- Similar advisers: https://search.stillhousedata.com/firm/326717/similar
- Related entities: https://search.stillhousedata.com/firm/326717/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/326717

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.