# SPHINX INVESTMENTS LLC

SPHINX INVESTMENTS LLC of RICHMOND, VA is an SEC-registered investment adviser.

## Registration

- CRD: 327836
- Type: SEC-registered investment adviser
- SEC file number: 801-130184
- Location: 919 EAST MAIN STREET, SUITE 1000, RICHMOND, VA, 23219
- Phone: 833-247-7833
- Latest filing: 2026-04-03
- Regulatory AUM: $46.1M
- Discretionary AUM: $46.1M
- Clients: 3
- Accounts: 126

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Joshua Steve Curtis | CEO & CCO | — |
| Curtis Joshua Steve | CEO & CCO | — |
| BROLA ALEX | OWNER | — |
| THOMSEN EVAN | OWNER | — |
| BROLA ALEXANDER NICHOLAS | OWNER | — |
| THOMSEN EVAN WILLIAM | OWNER | — |
| EMERY LIAM PAVEL | OWNER | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2026-03-25 | civil | SINCE AT LEAST AUGUST 2023, CURTIS HAS PROVIDED INVESTMENT ADVISORY SERVICES TO AT LEAST 16 CLIENTS ON BEHALF OF SPHINX FROM ITS OFFICE IN RICHMOND, VIRGINIA BY ASSISTING IN MANAGING CLIENT PORTFOLIOS AND IN CERTAIN CASES OFFERING FINANCIAL ADVICE. ALTHOUGH SPHINX WAS REGISTERED WITH THE SEC, THE DI… | Final | $7K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/327836/brochure
- Similar advisers: https://search.stillhousedata.com/firm/327836/similar
- Related entities: https://search.stillhousedata.com/firm/327836/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/327836

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.