# SWP FINANCIAL LLC

SWP FINANCIAL LLC of ENCINITAS, CA is an SEC-registered investment adviser.

## Registration

- CRD: 327885
- Type: SEC-registered investment adviser
- SEC file number: 801-128911
- Location: 171 SAXONY ROAD, SUITE 211, ENCINITAS, CA, 92024
- Phone: 858-768-0096
- Latest filing: 2026-07-14
- Regulatory AUM: $239.4M
- Discretionary AUM: $194.7M
- Non-discretionary AUM: $44.6M
- Clients: 4
- Accounts: 817

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| Philip Edwin Smith | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| SMITH DANIEL EDWIN | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| YASTE TAELIM HARRISON | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & CHIEF EXECUTIVE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/327885/brochure
- Similar advisers: https://search.stillhousedata.com/firm/327885/similar
- Related entities: https://search.stillhousedata.com/firm/327885/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/327885

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.