# STIFEL CAPITAL MANAGEMENT, LLC

STIFEL CAPITAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 328365
- Type: SEC-registered investment adviser
- SEC file number: 801-129003
- Location: 1095 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036
- Phone: 212-328-1000
- Latest filing: 2026-03-31
- Regulatory AUM: $4.2B
- Discretionary AUM: $4.2B
- Clients: 9
- Accounts: 549

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Michael Alexander Spero | CHIEF COMPLIANCE OFFICER | — |
| Cynthia Teresa Perez | CHIEF OPERATING OFFICER | — |
| Adam Vartan Topalian | CHIEF INVESTMENT OFFICER | — |
| Avi Stein | CHIEF FINANCIAL OFFICER | — |
| SPERO MICHAEL ALEXANDER | CHIEF COMPLIANCE OFFICER | — |
| PEREZ CYNTHIA TERESA | CHIEF OPERATING OFFICER | — |
| TOPALIAN ADAM VARTAN | CHIEF INVESTMENT OFFICER | — |
| Stein Avi | CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/328365/brochure
- Similar advisers: https://search.stillhousedata.com/firm/328365/similar
- Related entities: https://search.stillhousedata.com/firm/328365/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/328365

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.