# MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC

MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC of MARYSVILLE, OH is an SEC-registered investment adviser.

## Registration

- CRD: 328478
- Type: SEC-registered investment adviser
- SEC file number: 801-128995
- Location: 127 W. 5TH STREET, MARYSVILLE, OH, 43040
- Phone: 937-644-0351
- Latest filing: 2026-07-20
- Regulatory AUM: $112.8M
- Discretionary AUM: $112.8M
- Clients: 3
- Accounts: 1

## Business model

- Compensation: % of AUM, Other

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| Andrew C Harris | CHIEF COMPLIANCE OFFICER | — |
| James B Cox | CHIEF EXECUTIVE OFFICER | — |
| Megan Mccarthy Collins | ADVISOR | — |
| Tony Edward Dalton | CHIEF OPERATING OFFICER | — |
| Mark Robert Finney | CHIEF COMPLIANCE OFFICER | — |
| Wesley Wayne Bean | CHIEF INVESTMENT OFFICER | — |
| Ryan Edwin Mickelson | ADVISOR | — |
| FINNEY MARK ROBERT | CHIEF COMPLIANCE OFFICER | — |
| COX JAMES B | CHIEF EXECUTIVE OFFICER | — |
| COLLINS MEGAN MCCARTHY | ADVISOR | — |
| DALTON TONY EDWARD | CHIEF OPERATING OFFICER | — |
| BEAN WESLEY WAYNE | CHIEF INVESTMENT OFFICER | — |
| MCCARTHY THOMAS ALLEN | OWNER | — |
| MICKELSON RYAN EDWIN | ADVISOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/328478/brochure
- Similar advisers: https://search.stillhousedata.com/firm/328478/similar
- Related entities: https://search.stillhousedata.com/firm/328478/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/328478

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.