# TAR RIVER WEALTH PLANNING, LLC

TAR RIVER WEALTH PLANNING, LLC of LOUISBURG, NC is an SEC-registered investment adviser.

## Registration

- CRD: 328530
- Type: SEC-registered investment adviser
- SEC file number: 801-129188
- Location: 109 N MAIN ST, LOUISBURG, NC, 27549-9998
- Phone: 919-496-1511
- Latest filing: 2026-02-02
- Regulatory AUM: $401.2M
- Discretionary AUM: $259.5M
- Non-discretionary AUM: $141.6M
- Clients: 9
- Accounts: 1,283

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Corporations

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Arturo Ynocencio Casanova Lumpkin | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| James "Tripp" Parker Lumpkin | CHIEF MARKETING OFFICER | — |
| Louis Alfred Wheless | CHIEF FINANCIAL OFFICER | — |
| Lumpkin Arturo Ynocencio Casanova | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| LUMPKIN JAMES TRIPP PARKER | CHIEF FINANCIAL OFFICER; CHIEF MARKETING OFFICER | — |
| WHELESS LOUIS ALFRED | CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/328530/brochure
- Similar advisers: https://search.stillhousedata.com/firm/328530/similar
- Related entities: https://search.stillhousedata.com/firm/328530/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/328530

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.