# DUNN CAPITAL MANAGEMENT, LLC

DUNN CAPITAL MANAGEMENT, LLC of STUART, FL is an SEC-registered investment adviser.

## Registration

- CRD: 328632
- Type: SEC-registered investment adviser
- SEC file number: 801-129466
- Location: 309 SE OSCEOLA STREET, SUITE 350, STUART, FL, 34994
- Phone: 772-286-4777
- Latest filing: 2026-03-19
- Regulatory AUM: $269.0M
- Discretionary AUM: $269.0M
- Clients: 27
- Accounts: 1

## Business model

- Compensation: Other
- Clients served: Charities, Investment cos

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [Martin Hamilton Bergin](https://search.stillhousedata.com/person/707132) | OWNER; PRESIDENT | — |
| [James Russell Dailey](https://search.stillhousedata.com/person/716908) | CEO | — |
| [David Allen Kauppi](https://search.stillhousedata.com/person/716909) | CFO | — |
| [David Eugene Dreyer](https://search.stillhousedata.com/person/716910) | GENERAL COUNSEL & CCO | — |
| [DAILEY JAMES RUSSELL](https://search.stillhousedata.com/person/793156) | CEO | — |
| [BERGIN MARTIN HAMILTON](https://search.stillhousedata.com/person/793158) | OWNER; PRESIDENT | — |
| [KAUPPI DAVID ALLEN](https://search.stillhousedata.com/person/880994) | CFO | — |
| [SPRAFKIN MELISSA](https://search.stillhousedata.com/person/880995) | CCO | — |
| [DREYER DAVID E](https://search.stillhousedata.com/person/880996) | GENERAL COUNSEL | — |
| [DREYER DAVID EUGENE](https://search.stillhousedata.com/person/885406) | GENERAL COUNSEL & CCO | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-11-13 | regulatory | A SUBCOMMITTEE OF THE EXCHANGE'S BUSINESS CONDUCT COMMITTEE ("BCC SUBCOMMITTEE") DETERMINED THAT ON VARIOUS DAYS BETWEEN SEPTEMBER 2016 AND MAY 2017, DUNN CAPITAL MANAGEMENT ("DUNN CAPITAL"), THROUGH THE ACTIVITY OF A FORMER EMPLOYEE, MAY HAVE VIOLATED EXCHANGE RULES 4.02(L)(1)(A), 4.02(L)(2), 4.04,… | Final | $40K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/328632/brochure
- Similar advisers: https://search.stillhousedata.com/firm/328632/similar
- Related entities: https://search.stillhousedata.com/firm/328632/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/328632

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.