# KAUFMAN HALL INVESTMENT MANAGEMENT, LLC

KAUFMAN HALL INVESTMENT MANAGEMENT, LLC of BRENTWOOD, TN is an SEC-registered investment adviser.

## Registration

- CRD: 328876
- Type: SEC-registered investment adviser
- SEC file number: 801-129164
- Location: 10 CADILLAC DRIVE, SUITE 120, BRENTWOOD, TN, 37027
- Phone: 224-7243809
- Latest filing: 2026-07-30
- Regulatory AUM: $2.8B
- Discretionary AUM: $2.8B
- Clients: 9
- Accounts: 59

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, Pooled vehicles, Charities

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| [Britt Adelbert Cesarone](https://search.stillhousedata.com/person/709111) | SECRETARY | — |
| [Robert Nicholas Turner](https://search.stillhousedata.com/person/709112) | MANAGER & PRESIDENT | — |
| [Valerie Louise Witmer](https://search.stillhousedata.com/person/709113) | CHIEF COMPLIANCE OFFICER | — |
| [CESARONE BRITT ADELBERT](https://search.stillhousedata.com/person/742889) | SECRETARY; SENIOR VICE PRESIDENT | — |
| [HITESHEW DAVID ANDERS](https://search.stillhousedata.com/person/742890) | SENIOR VICE PRESIDENT | — |
| [BERRY TODD ANDREW](https://search.stillhousedata.com/person/818405) | CHIEF COMPLIANCE OFFICER | — |
| [BROWN TERRY STEVEN](https://search.stillhousedata.com/person/835393) | CHIEF COMPLIANCE OFFICER | — |
| [TURNER ROBERT NICHOLAS](https://search.stillhousedata.com/person/878948) | MANAGER & PRESIDENT; VICE PRESIDENT | — |
| [DesJardins Tracy Ann](https://search.stillhousedata.com/person/881051) | VICE PRESIDENT | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-09-17 | regulatory | THE SEC FOUND THAT KAUFMAN, HALL & ASSOCIATES, LLC VIOLATED SECTIONS 17(A) AND 15B(C)(1) OF THE SECURITIES EXCHANGE ACT, EXCHANGE ACT RULE 15BA1-8, AND MSRB RULES G-8, G-9 AND G-44 IN CONNECTION WITH THE FIRM'S FAILURE TO RETAIN CERTAIN MUNICIPAL ADVISORY TEXT MESSAGES SENT AND RECEIVED BY SOME PERS… | Final | $324K |


## Branch offices (5)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| CHICAGO | IL | 2 | 224-724-3541 |
| CRETE | IL | 1 | 708-672-7635 |
| — | — | 1 | 224-724-3811 |
| DALLAS | TX | 1 | 847-660-8820 |
| — | — | 1 | 224-724-3439 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/328876/brochure
- Similar advisers: https://search.stillhousedata.com/firm/328876/similar
- Related entities: https://search.stillhousedata.com/firm/328876/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/328876

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.