# POTENTIA RIA, LLC

POTENTIA RIA, LLC of SAN JOSE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 329135
- Type: SEC-registered investment adviser
- SEC file number: 801-129366
- Location: 1226 LINCOLN AVE, SUITE 200, SAN JOSE, CA, 95125
- Phone: 408-288-7886
- Latest filing: 2026-03-31
- Regulatory AUM: $569.1M
- Discretionary AUM: $569.1M
- Clients: 16
- Accounts: 1,253

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Kevin C Swanson | CHIEF COMPLIANCE OFFICER, OWNER, IAR | — |
| Nicole Marie Morris | PARTNER | — |
| SWANSON KEVIN C | CHIEF COMPLIANCE OFFICER, OWNER, IAR | — |
| Kevin C. Swanson | CHIEF COMPLIANCE OFFICER, OWNER, IAR | San Jose, CA |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/329135/brochure
- Similar advisers: https://search.stillhousedata.com/firm/329135/similar
- Related entities: https://search.stillhousedata.com/firm/329135/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/329135

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.