# CARNEGIE LAKE ADVISORS LLC

CARNEGIE LAKE ADVISORS LLC of PRINCETON, NJ is an SEC-registered investment adviser.

## Registration

- CRD: 330024
- Type: SEC-registered investment adviser
- SEC file number: 801-129720
- Location: 100 OVERLOOK CENTER, 2ND FLOOR, PRINCETON, NJ, 08540
- Phone: 609-955-3667
- Latest filing: 2026-03-02
- Regulatory AUM: $403.0M
- Discretionary AUM: $350.3M
- Non-discretionary AUM: $52.7M
- Clients: 7
- Accounts: 463

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Ashleigh Cooper Swayze | CHIEF COMPLIANCE OFFICER | — |
| Eckart Alexander Weeck | MANAGING MEMBER & PRESIDENT | — |
| Ellen Sandler Barker | MANAGING MEMBER | — |
| SWAYZE ASHLEIGH COOPER | CHIEF COMPLIANCE OFFICER | — |
| WEECK ECKART ALEXANDER | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, & PRESIDENT; MANAGING MEMBER & PRESIDENT | — |
| BARKER ELLEN SANDLER | MANAGING MEMBER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2017-04-17 | regulatory | IN 2017, OUR CHIEF COMPLIANCE OFFICER, ASHLEIGH SWAYZE, SIGNED A CONSENT ORDER WITH THE CONNECTICUT DEPARTMENT OF BANKING AND INSURANCE. THE UNDERLYING MATTER INVOLVED A CLIENT OF MS. SWAYZE'S THAT FAILED TO REGISTER AS AN INVESTMENT ADVISER REPRESENTATIVE IN CONNECTICUT. THE STATE FELT THAT MS. SWA… | Final | $10K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/330024/brochure
- Similar advisers: https://search.stillhousedata.com/firm/330024/similar
- Related entities: https://search.stillhousedata.com/firm/330024/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/330024

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.