# CAPZONE MANAGEMENT LLC

CAPZONE MANAGEMENT LLC of NORWALK, CT is an SEC-registered investment adviser.

## Registration

- CRD: 330135
- Type: SEC-registered investment adviser
- SEC file number: 801-130055
- Location: 50 WASHINGTON STREET, SUITE 402E, NORWALK, CT, 06854
- Phone: 203-299-2376
- Latest filing: 2026-03-27
- Regulatory AUM: $201.6M
- Discretionary AUM: $201.6M
- Clients: 24
- Accounts: 1

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Jaime Melissa Mcphee | CHIEF COMPLIANCE OFFICER | — |
| Kimberly Joanne Lake | GENERAL COUNSEL; GENERAL COUNSEL AND OWNER; OWNER | — |
| Charles Thornton Lake | PRESIDENT | — |
| Alfred John Puchala | OWNER | — |
| LAKE KIMBERLY JOANNE | GENERAL COUNSEL; OWNER | — |
| LAKE CHARLES THORNTON | PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| PUCHALA ALFRED JOHN | OWNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/330135/brochure
- Similar advisers: https://search.stillhousedata.com/firm/330135/similar
- Related entities: https://search.stillhousedata.com/firm/330135/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/330135

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.